Filing Details
- Accession Number:
- 0000899243-15-003016
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-13 11:21:29
- Reporting Period:
- 2015-08-10
- Filing Date:
- 2015-08-13
- Accepted Time:
- 2015-08-13 11:21:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
808326 | Emcore Corp | EMKR | Semiconductors & Related Devices (3674) | 222746503 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1346543 | Becker Drapkin Management, L.p. | 500 Crescent Court, Suite 230 Dallas TX 75201 | No | No | No | Yes | |
1349003 | Bc Advisors Llc | 500 Crescent Court, Suite 230 Dallas TX 75201 | No | No | No | Yes | |
1349005 | R Steven Becker | C/O Becker Drapkin Management, L.p. 500 Crescent Court, Suite 230 Dallas TX 75201 | Yes | No | No | Yes | |
1451721 | Becker Drapkin Partners, L.p. | 500 Crescent Court, Suite 230 Dallas TX 75201 | No | No | No | Yes | |
1451722 | Becker Drapkin Partners (Qp), L.p. | 500 Crescent Court, Suite 230 Dallas TX 75201 | No | No | No | Yes | |
1458693 | A Matthew Drapkin | C/O Becker Drapkin Management, L.p. 500 Crescent Court, Suite 230 Dallas TX 75201 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-08-10 | 172,512 | $7.40 | 1,579,939 | No | 4 | S | Indirect | See footnotes |
Common Stock | Disposition | 2015-08-10 | 24,302 | $7.40 | 222,596 | No | 4 | S | Indirect | See footnotes |
Common Stock | Disposition | 2015-08-10 | 68,620 | $7.40 | 628,459 | No | 4 | S | Indirect | See footnotes |
Common Stock | Disposition | 2015-08-11 | 13,973 | $7.33 | 1,565,966 | No | 4 | S | Indirect | See footnotes |
Common Stock | Disposition | 2015-08-11 | 1,969 | $7.33 | 220,627 | No | 4 | S | Indirect | See footnotes |
Common Stock | Disposition | 2015-08-11 | 5,558 | $7.33 | 622,901 | No | 4 | S | Indirect | See footnotes |
Common Stock | Disposition | 2015-08-12 | 62,392 | $7.32 | 1,503,574 | No | 4 | S | Indirect | See footnotes |
Common Stock | Disposition | 2015-08-12 | 8,790 | $7.32 | 211,837 | No | 4 | S | Indirect | See footnotes |
Common Stock | Disposition | 2015-08-12 | 24,818 | $7.32 | 598,083 | No | 4 | S | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 7,576 | Direct |
Footnotes
- Represents Common Stock directly beneficially owned by Becker Drapkin Partners (QP), L.P. ("Becker Drapkin QP") (1,503,574 shares).
- Represents Common Stock directly beneficially owned by Becker Drapkin Partners, L.P. ("Becker Drapkin, L.P.") (211,837 shares).
- Represents Common Stock directly beneficially owned by a managed account on behalf of an investment advisory client (the "Managed Account") of Becker Drapkin Management, L.P. ("BD Management") (598,083 shares).
- BD Management, as the general partner of, and investment manager for, Becker Drapkin QP and Becker Drapkin, L.P. and the investment manager for the Managed Account, may be deemed to beneficially own the securities described in footnotes (1), (2) and (3). BC Advisors, LLC ("BCA"), as the general partner of BD Management, and Mr. Becker and Mr. Drapkin, as the sole members and co-managing members of BCA and limited partners of BD Management, may in each case be deemed to be beneficial owners of the securities described in footnotes (1), (2) and (3).
- BD Management disclaims any beneficial ownership of all of the Common Stock listed herein, except to the extent of any pecuniary interest therein. Becker Drapkin QP disclaims beneficial ownership of the Common Stock described in footnotes (2) and (3). Becker Drapkin, L.P. disclaims beneficial ownership of the Common Stock described in footnotes (1) and (3). BCA disclaims beneficial ownership of all of the Common Stock listed herein, except to the extent of any pecuniary interest therein. Mr. Becker (who is a director of the Issuer) and Mr. Drapkin disclaim beneficial ownership of all of the Common Stock described herein, except to the extent of any pecuniary interest therein.
- These shares are directly beneficially owned by Mr. Becker and were acquired pursuant to the EMCORE Corporation 2007 Directors' Stock Award Plan for Mr. Becker's service as a non-employee director.
- This filing constitutes a Form 4 exit filing for all reporting persons other than Mr. Becker. The Form 4 filed on June 23, 2015 incorrectly stated that it was an exit filing.