Home > Insider Trading > Filing (0001596771-15-000061)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1506492	Sunshine Heart Inc.	SSH	Electromedical & Electrotherapeutic Apparatus (3845)	680533453

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1215243	Paul Buckman	12988 Valley View Rd Eden Prairie MN 55344		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2015-08-11	10,000	$2.55	24,012	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Non-qualified Stock Option (right to buy)	$6.23		2021-08-17	11,685	11,685	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2021-08-17	11,685	11,685	Direct

Footnotes

On September 23, 2014, the Board supplemented the Option Agreement for the insider to denominate the option exercise currency as US Dollars rather than Australian Dollars as originally denominated upon issuance. The options were originally reported on Form 3 in US currency, as converted from the Australian Dollar amount of the exercise price.
The option vested as to 1/48th of the shares each month with (i) 5 months vesting on August 18, 2011 and (ii) the remaining shares vesting equally for 43 consecutive months beginning September 17, 2011.