Filing Details
- Accession Number:
- 0001127602-15-024825
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-12 21:12:12
- Reporting Period:
- 2015-08-10
- Filing Date:
- 2015-08-12
- Accepted Time:
- 2015-08-12 21:12:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1535929 | Voya Financial Inc. | VOYA | Life Insurance (6311) | 521222820 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1574919 | M Alain Karaoglan | 230 Park Avenue New York NY 10169 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-08-10 | 38,495 | $45.48 | 5,100 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2015.
- This transaction was executed in multiple trades at prices ranging from $45.26 to $45.66. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- Following the transaction reported on this Form 4, Mr. Karaoglan continues to hold 114,433 unvested restricted stock units and 33,433 unvested performance stock units of the Company.