Filing Details
- Accession Number:
- 0001209191-15-065661
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-12 18:03:14
- Reporting Period:
- 2015-08-10
- Filing Date:
- 2015-08-12
- Accepted Time:
- 2015-08-12 18:03:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1353283 | Splunk Inc | SPLK | Services-Prepackaged Software (7372) | 861106510 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1233412 | Godfrey Sullivan | C/O Splunk Inc. 250 Brannan Street San Francisco CA 94107 | President, Ceo & Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-08-10 | 16,666 | $0.57 | 541,954 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-08-10 | 8,750 | $68.75 | 533,204 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-08-10 | 40,564 | $69.60 | 492,640 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-08-10 | 700 | $70.24 | 491,940 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-08-11 | 16,666 | $0.57 | 508,606 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-08-11 | 7,416 | $67.84 | 501,190 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-08-11 | 4,650 | $68.59 | 496,540 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-08-11 | 3,800 | $69.59 | 492,740 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-08-11 | 800 | $70.34 | 491,940 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-08-12 | 16,668 | $0.57 | 508,608 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-08-12 | 10,013 | $67.25 | 498,595 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-08-12 | 6,655 | $67.99 | 491,940 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-08-10 | 16,666 | $0.00 | 16,666 | $0.57 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-08-11 | 16,666 | $0.00 | 16,666 | $0.57 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-08-12 | 16,668 | $0.00 | 16,668 | $0.57 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,770,849 | 2018-09-16 | No | 4 | M | Direct | |
| 1,754,183 | 2018-09-16 | No | 4 | M | Direct | |
| 1,737,515 | 2018-09-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,100,000 | Indirect | See footnote |
| Common Stock | 12,900 | Indirect | See footnote |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 23, 2014.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.19 to $69.17, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (10) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.19 to $70.18, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.21 to $70.30, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.14 to $68.13, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.14 to $69.12, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.16 to $70.15, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.17 to $70.56, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.70 to $67.69, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.70 to $68.22, inclusive.
- Shares held directly by the Godfrey and Suzanne Sullivan Revocable Trust dated December 5, 2000 for which the Reporting Person serves as a trustee.
- Shares held directly by the Reporting Person's younger daughter. The Reporting Person disclaims beneficial ownership of the shares, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
- The option is fully vested and immediately exercisable.
Billionaire Hedge Funds
