Filing Details

Accession Number:
0001209191-15-065618
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-08-12 16:55:56
Reporting Period:
2015-08-10
Filing Date:
2015-08-12
Accepted Time:
2015-08-12 16:55:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1113232 Axcelis Technologies Inc ACLS Special Industry Machinery, Nec (3559) 341818596
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1420601 A. Douglas Lawson C/O Axcelis Technologies, Inc.
108 Cherry Hill Drive
Beverly MA 01915
Evp, Corporate Mktg & Strategy No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-08-10 10,000 $1.60 28,598 No 4 M Direct
Common Stock Acquisiton 2015-08-10 12,500 $0.93 41,098 No 4 M Direct
Common Stock Acquisiton 2015-08-10 18,750 $1.99 59,848 No 4 M Direct
Common Stock Acquisiton 2015-08-10 10,752 $1.80 70,600 No 4 M Direct
Common Stock Disposition 2015-08-10 31,573 $3.28 39,027 No 4 S Direct
Common Stock Disposition 2015-08-10 18,896 $3.29 20,131 No 4 S Direct
Common Stock Disposition 2015-08-10 1,381 $3.30 18,750 No 4 S Direct
Common Stock Disposition 2015-08-10 152 $3.35 18,598 No 4 S Direct
Common Stock Acquisiton 2015-08-11 20,498 $1.80 39,096 No 4 M Direct
Common Stock Disposition 2015-08-11 17,898 $3.29 21,198 No 4 S Direct
Common Stock Disposition 2015-08-11 2,600 $3.30 18,598 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock option (right to buy) Disposition 2015-08-10 10,000 $0.00 10,000 $1.60
Common Stock Stock option (right to buy) Disposition 2015-08-10 12,500 $0.00 12,500 $0.93
Common Stock Stock option (right to buy) Disposition 2015-08-10 18,750 $0.00 18,750 $1.99
Common Stock Stock option (right to buy) Disposition 2015-08-10 10,752 $0.00 10,752 $1.80
Common Stock Stock option (right to buy) Disposition 2015-08-11 20,498 $0.00 20,498 $1.80
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2015-07-15 2021-07-15 No 4 M Direct
12,500 2015-07-16 2019-07-16 No 4 M Direct
37,500 2015-07-15 2020-07-15 No 4 M Direct
114,248 2015-07-15 2021-07-15 No 4 M Direct
93,750 2015-07-15 2021-07-15 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 12,500 Indirect Held by spouse
Footnotes
  1. 50,000 stock options were granted on July 16, 2012 and vested as to 12,500 shares on each of July 16, 2013, 2014 and 2015. The remaining options for 12,500 shares will vest on July 16, 2016.
  2. 75,000 stock options were granted on July 15, 2013 and vested as to 18,750 shares on each of July 15, 2014 and 2015. The remaining options for 37,500 shares will vest as to 18,750 shares on each of July 16, 2016 and 2017.
  3. 125,000 stock options were granted on July 15, 2014 and vested as to 31,250 shares on July 15, 2015. The remaining options for 93,750 shares will vest as to 31,250 shares on each of July 15, 2016, 2017 and 2018.