Filing Details
- Accession Number:
- 0001209191-15-065618
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-12 16:55:56
- Reporting Period:
- 2015-08-10
- Filing Date:
- 2015-08-12
- Accepted Time:
- 2015-08-12 16:55:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1113232 | Axcelis Technologies Inc | ACLS | Special Industry Machinery, Nec (3559) | 341818596 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1420601 | A. Douglas Lawson | C/O Axcelis Technologies, Inc. 108 Cherry Hill Drive Beverly MA 01915 | Evp, Corporate Mktg & Strategy | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-08-10 | 10,000 | $1.60 | 28,598 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-08-10 | 12,500 | $0.93 | 41,098 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-08-10 | 18,750 | $1.99 | 59,848 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-08-10 | 10,752 | $1.80 | 70,600 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-08-10 | 31,573 | $3.28 | 39,027 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-08-10 | 18,896 | $3.29 | 20,131 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-08-10 | 1,381 | $3.30 | 18,750 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-08-10 | 152 | $3.35 | 18,598 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2015-08-11 | 20,498 | $1.80 | 39,096 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-08-11 | 17,898 | $3.29 | 21,198 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-08-11 | 2,600 | $3.30 | 18,598 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock option (right to buy) | Disposition | 2015-08-10 | 10,000 | $0.00 | 10,000 | $1.60 |
Common Stock | Stock option (right to buy) | Disposition | 2015-08-10 | 12,500 | $0.00 | 12,500 | $0.93 |
Common Stock | Stock option (right to buy) | Disposition | 2015-08-10 | 18,750 | $0.00 | 18,750 | $1.99 |
Common Stock | Stock option (right to buy) | Disposition | 2015-08-10 | 10,752 | $0.00 | 10,752 | $1.80 |
Common Stock | Stock option (right to buy) | Disposition | 2015-08-11 | 20,498 | $0.00 | 20,498 | $1.80 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2015-07-15 | 2021-07-15 | No | 4 | M | Direct |
12,500 | 2015-07-16 | 2019-07-16 | No | 4 | M | Direct |
37,500 | 2015-07-15 | 2020-07-15 | No | 4 | M | Direct |
114,248 | 2015-07-15 | 2021-07-15 | No | 4 | M | Direct |
93,750 | 2015-07-15 | 2021-07-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 12,500 | Indirect | Held by spouse |
Footnotes
- 50,000 stock options were granted on July 16, 2012 and vested as to 12,500 shares on each of July 16, 2013, 2014 and 2015. The remaining options for 12,500 shares will vest on July 16, 2016.
- 75,000 stock options were granted on July 15, 2013 and vested as to 18,750 shares on each of July 15, 2014 and 2015. The remaining options for 37,500 shares will vest as to 18,750 shares on each of July 16, 2016 and 2017.
- 125,000 stock options were granted on July 15, 2014 and vested as to 31,250 shares on July 15, 2015. The remaining options for 93,750 shares will vest as to 31,250 shares on each of July 15, 2016, 2017 and 2018.