Filing Details

Accession Number:
0001127602-15-024799
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-08-12 16:40:50
Reporting Period:
2015-08-11
Filing Date:
2015-08-12
Accepted Time:
2015-08-12 16:40:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
62709 Marsh & Mclennan Companies Inc. MMC Insurance Agents, Brokers & Service (6411) 362668272
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1545308 Michael J. Bischoff 1166 Avenue Of The Americas
New York NY 10036
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-08-11 4,286 $0.00 24,498 No 4 M Direct
Common Stock Acquisiton 2015-08-11 4,688 $0.00 29,186 No 4 M Direct
Common Stock Disposition 2015-08-11 6,863 $58.16 22,323 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to Buy) Disposition 2015-08-11 4,286 $0.00 4,286 $30.22
Common Stock Stock Options (Right to Buy) Disposition 2015-08-11 4,688 $0.00 4,688 $29.60
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-03-14 No 4 M Direct
0 2017-02-11 No 4 M Direct
Footnotes
  1. Includes shares acquired under the Marsh & McLennan Companies Employee Stock Purchase Plan and dividend reinvestment shares acquired on May 15, 2015.
  2. On August 11, 2015, Mr. Bischoff exercised 4,286 options set to expire on March 14, 2016 and 4,688 options set to expire on February 11, 2017. The 6,863 shares that were sold were used to cover the exercise price and related taxes. The remaining 2,111 shares were held by Mr. Bischoff resulting in a net increase in his ownership of MMC common stock.
  3. These options vested in four equal annual installments on March 15th of 2007, 2008, 2009, and 2010. These options became exercisable on December 4, 2012, when the closing price of Marsh & McLennan Companies common stock had been at least 15% higher than the exercise price of the options for ten consecutive trading days after the options had vested.
  4. These options vested in four equal annual installments on February 12th of 2008, 2009, 2010, and 2011. These options became exercisable on October 13, 2012, when the closing price of Marsh & McLennan Companies common stock had been at least 15% higher than the exercise price of the options for ten consecutive trading days after the options had vested.