Filing Details
- Accession Number:
- 0000350894-15-000044
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2015-08-12 16:16:53
- Reporting Period:
- 2015-08-05
- Filing Date:
- 2015-08-12
- Accepted Time:
- 2015-08-12 16:16:53
- Original Submission Date:
- 2015-08-07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 350894 | Sei Investments Co | SEIC | Security Brokers, Dealers & Flotation Companies (6211) | 231707341 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1191733 | Wayne Withrow | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right To Purchase) | Acquisiton | 2015-08-05 | 5,400 | $19.28 | 38,979 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-08-05 | 5,400 | $54.76 | 33,579 | No | 4 | S | Direct | |
| Stock Option (Right To Purchase) | Acquisiton | 2015-08-10 | 4,600 | $19.28 | 38,179 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-08-10 | 4,600 | $55.23 | 33,579 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | STOCK OPTION (RIGHT TO PURCHASE) | Acquisiton | 2015-08-05 | 5,400 | $19.28 | 5,400 | $19.28 |
| Stock Option (Right To Purchase) | STOCK OPTION (RIGHT TO PURCHASE) | Acquisiton | 2015-08-10 | 4,600 | $19.28 | 4,600 | $19.28 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,600 | 2007-12-31 | 2015-12-14 | No | 4 | M | Direct |
| 0 | 2007-12-31 | 2015-12-14 | No | 4 | M | Direct |
Footnotes
- THIS TRANSACTION WAS ORIGINALLY FILED AS A STRAIGHT SALE OF 5,4000 SHARES. MR. WITHROW EXERCISED 5,400 SHARES OUT OF HIS 12/14/2005 GRANT AND THEN SOLD THE SHARES.
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