Filing Details
- Accession Number:
- 0001140361-15-031277
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-12 14:12:00
- Reporting Period:
- 2015-08-11
- Filing Date:
- 2015-08-12
- Accepted Time:
- 2015-08-12 14:12:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1043219 | Annaly Capital Management Inc | NLY | Real Estate Investment Trusts (6798) | 223479661 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1239239 | Kevin Brady | C/O Annaly Capital Management, Inc. 1211 Avenue Of The Americas New York NY 10036 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-08-11 | 48,750 | $10.16 | 48,750 | No | 4 | P | Indirect | By the Kevin P Brady Family Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By the Kevin P Brady Family Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 44,150 | Direct | |
Common Stock | 42,500 | Indirect | By wife |
Common Stock | 750 | Indirect | By daughter |
Common Stock | 750 | Indirect | By daughter |
Common Stock | 9,000 | Indirect | By mother |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Option to purchase Common Stock | $16.46 | 2009-05-08 | 2018-05-08 | 20,000 | 20,000 | Direct |
Common Stock | Option to purchase Common Stock | $15.61 | 2009-09-19 | 2018-09-19 | 10,000 | 10,000 | Direct |
Common Stock | Option to purchase Common Stock | $13.25 | 2010-04-22 | 2019-04-22 | 12,500 | 12,500 | Direct |
Common Stock | Option to purchase Common Stock | $18.67 | 2011-06-27 | 2016-06-27 | 1,250 | 1,250 | Direct |
Common Stock | Option to purchase Common Stock | $17.11 | 2012-06-26 | 2017-06-26 | 1,250 | 1,250 | Direct |
Common Stock | Deferred Stock Units | $0.00 | 35,437 | 35,437 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-05-08 | 20,000 | 20,000 | Direct |
2018-09-19 | 10,000 | 10,000 | Direct |
2019-04-22 | 12,500 | 12,500 | Direct |
2016-06-27 | 1,250 | 1,250 | Direct |
2017-06-26 | 1,250 | 1,250 | Direct |
35,437 | 35,437 | Direct |
Footnotes
- The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
- Options previously granted.
- The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs following a termination of service as described in Annaly Capital Management, Inc. 2010 Equity Incentive Plan.
- Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions.