Filing Details
- Accession Number:
- 0001104659-11-004572
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-02 18:01:59
- Reporting Period:
- 2011-02-02
- Filing Date:
- 2011-02-02
- Accepted Time:
- 2011-02-02 18:01:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1504008 | Bankunited Inc. | BKU | Savings Institution, Federally Chartered (6035) | 270162450 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1409201 | Carlyle Strategic Partners Ii Lp | C/O The Carlyle Group 1001 Pennsylvania Ave, Nw, Ste 220 S Washington DC 20004 | No | No | Yes | No | |
1427002 | Dbd Cayman, Ltd. | C/O The Carlyle Group 1001 Pennsylvania Ave, Nw, Ste 220 S Washington DC 20004 | No | No | Yes | No | |
1458156 | Csp Ii Coinvestment, L.p. | C/O The Carlyle Group 1001 Pennsylvania Ave, Nw, Ste 220 S Washington DC 20004 | No | No | Yes | No | |
1459899 | Tcg Holdings Cayman Ii, L.p. | C/O The Carlyle Group 1001 Pennsylvania Ave, Nw, Ste 220 S Washington DC 20004 | No | No | Yes | No | |
1475444 | Tc Group Cayman Investment Holdings, L.p. | C/O The Carlyle Group 1001 Pennsylvania Ave, Nw, Ste 220 S Washington DC 20004 | No | No | Yes | No | |
1502381 | Tcg Financial Services, L.p. | C/O The Carlyle Group 1001 Pennsylvania Ave, Nw, Ste 220 S Washington DC 20004 | No | No | Yes | No | |
1502382 | Carlyle Financial Services, Ltd. | C/O The Carlyle Group 1001 Pennsylvania Ave, Nw, Ste 220 S Washington DC 20004 | No | No | Yes | No | |
1511173 | Tc Group Csp Ii, Llc | C/O The Carlyle Group 1001 Pennsylvania Ave, Nw, Ste 220 S Washington DC 20004 | No | No | Yes | No | |
1511176 | Csp Ii General Partner, Lp | C/O The Carlyle Group 1001 Pennsylvania Ave, Nw, Ste 220 S Washington DC 20004 | No | No | Yes | No | |
1511177 | Carlyle Financial Services Bu, L.p. | C/O The Carlyle Group 1001 Pennsylvania Ave, Nw, Ste 220 S Washington DC 20004 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-02-02 | 2,839,608 | $25.65 | 5,791,067 | No | 4 | S | Indirect | See footnotes |
Common Stock | Disposition | 2011-02-02 | 114,045 | $25.65 | 232,580 | No | 4 | S | Indirect | See footnotes |
Common Stock | Disposition | 2011-02-02 | 6,283 | $25.65 | 12,813 | No | 4 | S | Indirect | See footnotes |
Common Stock | Disposition | 2011-02-02 | 57,131 | $25.65 | 116,513 | No | 4 | S | Indirect | See footnotes |
Common Stock | Disposition | 2011-02-02 | 3,017,065 | $25.65 | 6,152,974 | No | 4 | S | Indirect | See footnotes |
Common Stock | Disposition | 2011-02-02 | 670,615 | $25.65 | 1,367,645 | No | 4 | S | Indirect | See footnotes |
Common Stock | Disposition | 2011-02-02 | 23,310 | $25.65 | 47,539 | No | 4 | S | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
Footnotes
- This amount represents the $27.00 initial public offering price per share of common stock, par value $0.01 per share ("Common Stock"), of BankUnited, Inc. less the underwriting discount of $1.35 per share of Common Stock.
- These securities are held by Carlyle Partners V, L.P. ("CP V").
- These securities are held by CP V Coinvestment A, L.P. ("Coinvestment A").
- These securities are held by CP V Coinvestment B, L.P. ("Coinvestment B").
- These securities are held by Carlyle Partners V-A, L.P. ("CP V-A").
- The sole general partner of CP V, Coinvestment A, Coinvestment B and CP V-A is TC Group V, L.P. The sole general partner of TC Group V L.P. is TC Group V Managing GP, L.L.C. The sole managing member of TC Group V Managing GP, L.L.C. is TC Group, L.L.C. The managing member of TC Group, L.L.C. is TCG Holdings, L.L.C. TCG Holdings, L.L.C. is managed by a three person managing board, consisting of William E. Conway, Jr., Daniel A. D'Aniello and David M. Rubenstein, and all board action relating to the voting or disposition of the shares beneficially owned by CP V, Coinvestment A, Coinvestment B and CP V-A requires approval of a majority of the board. William E. Conway, Jr., Daniel A. D'Aniello and David M. Rubenstein each disclaim beneficial ownership of the shares beneficially owned by CP V, Coinvestment A, Coinvestment B and CP V-A.
- These securities are held by Carlyle Financial Services BU, L.P. ("Carlyle BU").
- These securities are held by Carlyle Strategic Partners II, L.P. ("Strategic").
- These securities are held by CSP II Co-Investment, L.P. ("Co-Investment").
- TCG Financial Services, L.P. is the general partner of Carlyle BU. Carlyle Financial Services, Ltd. is the general partner of TCG Financial Services, L.P. CSP II General Partner, LP is the general partner of Strategic and Co-Investment. TC Group CSP II, LLC is the general partner of CSP II General Partner, LP. TC Group Cayman Investment Holdings, L.P. is the sole shareholder of Carlyle Financial Services, Ltd. and the managing member of TC Group CSP II, LLC. TCG Holdings Cayman II, L.P. is the general partner of TC Group Cayman Investment Holdings, L.P. DBD Cayman, Ltd. is the general partner of TCG Holdings Cayman II, L.P. DBD Cayman Holdings, Ltd. ("DBD Cayman Holdings") is the sole shareholder of DBD Cayman, Ltd.
- DBD Cayman Holdings is controlled by its ordinary members, William E. Conway, Jr., Daniel A. D'Aniello and David M. Rubenstein and all action relating to the investment and disposition of the shares beneficially owned by Carlyle BU, Strategic and Co-Investment requires their approval. William E. Conway, Jr., Daniel A. D'Aniello and David M. Rubenstein each disclaim beneficial ownership of the shares beneficially owned by Carlyle BU, Strategic and Co-Investment.
- Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.