Filing Details
- Accession Number:
- 0001140361-15-031067
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2015-08-11 17:20:07
- Reporting Period:
- 2015-08-07
- Filing Date:
- 2015-08-11
- Accepted Time:
- 2015-08-11 17:20:07
- Original Submission Date:
- 2015-08-10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1332551 | Resource Capital Corp. | RSO | Real Estate Investment Trusts (6798) | 202287134 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1356155 | F Jeffrey Brotman | 1845 Walnut Street, 18Th Floor Philadelphia PA 19103 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-08-07 | 40,000 | $3.07 | 332,375 | No | 4 | P | Direct | |
| Preferred Stock Series B | Acquisiton | 2015-08-07 | 1,000 | $18.50 | 1,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 350 | Indirect | By Daughter |
Footnotes
- On August 7, 2015, Jeffrey F. Brotman purchased, in multiple transactions, Resource Capital Corp. common stock at prices ranging from $3.00 to $3.15.
- 158,592 shares remain subject to vesting.
- The reporting person disclaims beneficial ownership of these shares.
Billionaire Hedge Funds
