Filing Details

Accession Number:
0001628280-15-006475
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-08-11 17:13:40
Reporting Period:
2015-08-07
Filing Date:
2015-08-11
Accepted Time:
2015-08-11 17:13:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
319201 Kla Tencor Corp KLAC Optical Instruments & Lenses (3827) 042564110
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1498385 R Bobby Bell C/O Kla-Tencor Corporation
One Technology Drive
Milpitas CA 95035
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-08-07 399 $51.70 25,678 No 4 S Direct
Common Stock Disposition 2015-08-07 1,124 $51.93 24,554 No 4 S Direct
Common Stock Disposition 2015-08-07 7,534 $51.86 17,020 No 4 S Direct
Common Stock Disposition 2015-08-07 897 $51.85 16,123 No 4 S Direct
Common Stock Disposition 2015-08-07 410 $51.88 15,713 No 4 S Direct
Common Stock Acquisiton 2015-08-07 3,663 $0.00 19,376 No 4 M Direct
Common Stock Disposition 2015-08-07 1,912 $52.35 17,464 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock - Restricted Stock Units 60,836 Direct
Footnotes
  1. This sale is effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on June 5, 2015.
  2. This transaction was executed in multiple trades at prices ranging from $51.68 to $51.71. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
  3. This transaction was executed in multiple trades at prices ranging from $51.85 to $52.00. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
  4. This transaction was executed in multiple trades at prices ranging from $51.76 to $51.98. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
  5. This transaction was executed in multiple trades at prices ranging from $51.77 to $51.94. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
  6. This transaction was executed in multiple trades at prices ranging from $51.74 to $52.02. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
  7. On August 7, 2014, the Reporting Person received a grant of restricted stock units ("RSUs") covering 14,650 shares of KLA-Tencor common stock. On August 7, 2015, the Reporting Person vested in twenty-five percent (25%) of such RSUs.
  8. Pursuant to such terms of the August 7, 2014 RSU grant, 1,912 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the NASDAQ Stock Market on such vesting date.
  9. Each RSU represents a contingent right to receive one share of KLA-Tencor common stock.
  10. Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.