Filing Details

Accession Number:
0001016281-15-000118
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-08-11 12:28:53
Reporting Period:
2015-08-10
Filing Date:
2015-08-11
Accepted Time:
2015-08-11 12:28:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1016281 Carriage Services Inc CSV Services-Personal Services (7200) 760423828
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1557459 Donald Paul Elliott 5219 Laurelwood
Kingwood TX 77345
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-08-10 4,500 $23.09 34,109 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options $22.58 2022-02-24 38,000 38,000 Direct
Common Stock Stock Options $20.26 2019-02-25 35,000 35,000 Direct
Common Stock Stock Options $16.73 2018-05-22 30,000 30,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-02-24 38,000 38,000 Direct
2019-02-25 35,000 35,000 Direct
2018-05-22 30,000 30,000 Direct
Footnotes
  1. Includes 12,500 shares purchased through the Carriage Services, Inc. 401(K) Plan
  2. Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which will vest 1/3 on 2/24/2016, 1/3 on 2/24/2017 and 1/3 on 2/24/2018. These stock options expire on 2/24/2022.
  3. Stock Options grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vested 1/3 on 2/25/2015 and 1/3 will vest on 02/25/2016 and 1/3 on 02/25/2017. These stock options expire on 02/25/2019.
  4. Stock Options grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan for which 1/3 vested on 05/22/2014 and 1/3 vested on 05/22/2015 and 1/3 will vest on 05/22/2016. These stock options expire on 05/22/2018.