Filing Details
- Accession Number:
- 0000899243-15-002783
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-11 11:49:06
- Reporting Period:
- 2015-08-11
- Filing Date:
- 2015-08-11
- Accepted Time:
- 2015-08-11 11:49:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1631650 | Aimmune Therapeutics Inc. | AIMT | Pharmaceutical Preparations (2834) | 452748244 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1253886 | G Patrick Enright | C/O Longitude Capital Partners Ii, Llc 800 El Camino Real, Suite 220 Menlo Park CA 94025 | Yes | No | Yes | No | |
1431159 | Juliet Bakker Tammenoms | C/O Longitude Capital Partners Ii, Llc 800 El Camino Real, Suite 220 Menlo Park 94025 | No | No | Yes | No | |
1527510 | Longitude Venture Partners Ii, L.p. | C/O Longitude Capital Partners Ii, Llc 800 El Camino Real, Suite 220 Menlo Park CA 94025 | No | No | Yes | No | |
1647491 | Longitude Capital Partners Ii, Llc | 800 El Camino Real Suite 220 Menlo Park CA 94025 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.0001 Par Value | Acquisiton | 2015-08-11 | 3,873,530 | $0.00 | 3,873,530 | No | 4 | C | Indirect | By: Longitude Venture Partners II, L.P. |
Common Stock, $0.0001 Par Value | Acquisiton | 2015-08-11 | 3,248,600 | $0.00 | 7,122,130 | No | 4 | C | Indirect | By: Longitude Venture Partners II, L.P. |
Common Stock, $0.0001 Par Value | Acquisiton | 2015-08-11 | 312,500 | $16.00 | 7,434,630 | No | 4 | P | Indirect | By: Longitude Venture Partners II, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By: Longitude Venture Partners II, L.P. |
No | 4 | C | Indirect | By: Longitude Venture Partners II, L.P. |
No | 4 | P | Indirect | By: Longitude Venture Partners II, L.P. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Convertible Preferred Stock | Disposition | 2015-08-11 | 3,873,530 | $0.00 | 3,873,530 | $0.00 |
Common Stock | Series B Convertible Preferred Stock | Disposition | 2015-08-11 | 3,248,600 | $0.00 | 3,248,600 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- The Series A Convertible Preferred Stock and Series B Convertible Preferred Stock automatically converted into shares of Issuer's Common Stock on a 1 for 1 basis immediately prior to the closing of Issuer's initial public offering.
- This report is filed jointly by Longitude Capital Partners II, LLC ("Longitude Capital II"), Longitude Venture Partners II, L.P. ("Longitude Venture II"), Patrick G. Enright ("Mr. Enright") and Juliet Tammenoms Bakker ("Ms. Bakker"), all of whom share beneficial ownership of more than 10% of the capital stock of the Issuer. Longitude Capital II as general partner of Longitude Venture II maybe deemed to have sole voting, investment and dispositive power over the shares held by Longitude Venture II. Mr. Enright and Ms. Bakker are each managing members of Longitude Capital II and in their capacity as such, may be deemed to exercise shared voting and investment power over the shares held by Reporting Persons. Each of Longitude Capital II, Mr. Enright and Ms. Bakker disclaims beneficial ownership of such shares except to the extent of its, his or her pecuniary interest therein.
- Longitude Capital II purchased an additional 312,500 shares of Issuer's common stock in connection with the initial public offering at the offering price of $16.00 per share.
- The Series A Convertible Preferred Stock and Series B Convertible Preferred Stock have no expiration date.