Filing Details
- Accession Number:
- 0001209191-15-065073
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-11 11:41:10
- Reporting Period:
- 2015-08-10
- Filing Date:
- 2015-08-11
- Accepted Time:
- 2015-08-11 11:41:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
880631 | Wisdomtree Investments Inc. | WETF | Security Brokers, Dealers & Flotation Companies (6211) | 133487784 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1070596 | E Gregory Barton | C/O Wisdomtree Investments, Inc. 245 Park Avenue, 35Th Floor New York NY 10167 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-08-10 | 33,700 | $25.19 | 223,394 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $25.0575 to $25.35, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) of this Form 4.
- Includes restricted stock awards which vest as to (i) 50,000 shares on each of October 8, 2015 and 2016, (ii) 17,941 shares on each of January 14, 2016 and 2017, (iii) 1,894 shares on January 22, 2016, (iv) 15,641 shares on each of January 28, 2016 and 2017 and (v) 15,646 shares on January 28, 2018.