Filing Details
- Accession Number:
- 0001299709-15-000072
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-10 22:54:30
- Reporting Period:
- 2015-08-06
- Filing Date:
- 2015-08-10
- Accepted Time:
- 2015-08-10 21:54:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1299709 | Bofi Holding Inc. | BOFI | Savings Institution, Federally Chartered (6035) | 330867444 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1319005 | J Andrew Micheletti | 4350 La Jolla Village Drive Suite 140 San Diego CA 92122 | Evp & Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-08-06 | 3,750 | $130.42 | 112,217 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-08-06 | 1,956 | $130.42 | 110,261 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2015-08-10 | 20,000 | $130.60 | 130,261 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-08-10 | 19,000 | $130.60 | 111,261 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2015-08-10 | 20,000 | $7.35 | 20,000 | $7.35 |
| Common Stock | Restricted Stock Units | Disposition | 2015-08-06 | 3,750 | $0.00 | 3,750 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2007-07-24 | 2016-07-25 | No | 4 | M | Direct |
| 17,752 | No | 4 | M | Direct |
Footnotes
- Represents shares of Common Stock issued on August 6, 2015 following the vesting of Restricted Stock Units (RSU's) which vest one-third each year. The RSU's were previously granted to the reporting person under the BofI Holding, Inc. 2004 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer.
- Represents shares of Common Stock retained by BofI Holding, Inc. for tax witholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSU's.
- This transaction was executed in multiple trades, at prices ranging from $129.00 to $132.87. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each transaction was effected.
- The RSU's were granted to the reporting person under the BofI Holding, Inc. 2004 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSU's are accompanied by dividend equivalent rights.
- The RSU's vest over three years, one-third on each anniversary date of grant.
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