Filing Details
- Accession Number:
- 0001299709-15-000067
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-10 20:59:41
- Reporting Period:
- 2015-08-06
- Filing Date:
- 2015-08-10
- Accepted Time:
- 2015-08-10 20:59:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1299709 | Bofi Holding Inc. | BOFI | Savings Institution, Federally Chartered (6035) | 330867444 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1303829 | Paul Grinberg | C/O Encore Capital Group Inc. 3111 Camino Del Rio North, Suite 1300 San Diego CA 92108 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-08-06 | 1,833 | $130.42 | 31,502 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-08-06 | 952 | $130.42 | 30,550 | No | 4 | F | Direct | |
Common Stock | Disposition | 2015-08-10 | 12,204 | $129.99 | 18,346 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2015-08-06 | 1,833 | $0.00 | 1,833 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,585 | No | 4 | M | Direct |
Footnotes
- Represents shares of Common Stock issued on August 6, 2015 following the vesting of Restricted Stock Units (RSU's) which vest one-third each year. The RSU's were previously granted to the reporting person under the BofI Holding, Inc. 2004 Stock Incentive Plan.
- Represents shares of Common Stock retained by BofI Holding, Inc. for tax witholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSU's.
- This transaction was executed in multiple trades, at prices ranging from $128.71 to $132.19. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each transaction was effected.
- The RSU's were granted to the reporting person under the BofI Holding, Inc. 2004 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSU's are accompanied by dividend equivalent rights.
- The RSU's vest over three years, one-third on each anniversary date of grant.