Filing Details

Accession Number:
0001097815-15-000016
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-08-10 17:41:16
Reporting Period:
2015-08-07
Filing Date:
2015-08-10
Accepted Time:
2015-08-10 17:41:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1122388 Ellie Mae Inc ELLI Services-Prepackaged Software (7372) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1097815 Limin Hu C/O Ellie Mae, Inc.
4420 Rosewood Drive, Suite 500
Pleasanton CA 94588
Evp, Cto No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-08-07 9,932 $76.74 269,764 No 4 S Direct
Common Stock Disposition 2015-08-07 11,868 $77.61 257,896 No 4 S Direct
Common Stock Disposition 2015-08-07 200 $78.32 257,696 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
  2. Reflects shares of common stock issued and sold in connection with the Compensation Committee of the Board of Directors certification on August 20, 2013 of the achievement of performance goals under the 2012 performance share awards. 25% of the total shares awarded were issued as fully vested shares on or about September 6, 2013. An additional 25% of the total shares awarded will vest on each of August 6, 2014, August 6, 2015, and August 6, 2016, subject to continuous service through such dates.
  3. The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $76.2100 to $77.2064, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  4. The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $77.2100 to $77.9400, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  5. The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $78.2800 to $78.3600, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.