Filing Details
- Accession Number:
- 0001209191-15-064943
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-10 17:17:36
- Reporting Period:
- 2015-08-06
- Filing Date:
- 2015-08-10
- Accepted Time:
- 2015-08-10 17:17:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1519401 | Regional Management Corp. | RM | Personal Credit Institutions (6141) | 570847115 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1338913 | J Steven Freiberg | C/O Regional Management Corp. 509 West Butler Road Greenville SC 29607 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-08-06 | 6,832 | $19.33 | 64,185 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2015-08-07 | 9,594 | $18.99 | 73,779 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 24,854 | Indirect | see footnote |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.10 to $19.35, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased and the price at which such shares were purchased.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.91 to $19.00, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased and the price at which such shares were purchased.
- These shares of common stock of Regional Management Corp. are held by the Neena Freiberg Irrevocable Trust. Steven J. Freiberg is trustee of the Neena Freiberg Irrevocable Trust.
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