Filing Details
- Accession Number:
- 0000855658-11-000009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-02 17:27:36
- Reporting Period:
- 2011-02-01
- Filing Date:
- 2011-02-02
- Accepted Time:
- 2011-02-02 17:27:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
855658 | Lattice Semiconductor Corp | LSCC | Semiconductors & Related Devices (3674) | 930835214 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1456657 | G Michael Potter | 5555 N.e. Moore Ct. Hillsboro OR 97124 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-02-01 | 50,000 | $1.40 | 50,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-02-01 | 50,000 | $6.40 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-02-01 | 6,250 | $1.98 | 6,250 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-02-01 | 6,250 | $6.24 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-02-01 | 50,000 | $0.00 | 50,000 | $1.40 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-02-01 | 6,250 | $0.00 | 6,250 | $1.98 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
400,000 | 2010-02-17 | 2016-02-17 | No | 4 | M | Direct |
75,000 | 2010-02-03 | 2016-11-03 | No | 4 | M | Direct |
Footnotes
- This option to purchase shares of common stock vests as follows: 25% of the total amount of shares subject to the option shall vest on 2/17/2010. 6.25% of the total amount of the shares subject to the option shall vest each three months thereafter until all shares are vested on 2/16/2016.
- This option to purchase shares of common stock becomes exercisable over a four year period where in 1/16th (6.25%) of the total shares granted vest on each quarterly anniversary of the grant date.