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Home > Insider Trading > Filing (0001144204-15-047571)

Filing Details

Accession Number:: 0001144204-15-047571
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-08-10 10:31:53
Reporting Period:: 2015-08-07

Filing Date:: 2015-08-10
Accepted Time:: 2015-08-10 10:31:53
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1487428	Horizon Technology Finance Corp	HRZN	()	272114934

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1503748	Jr. D. Robert Pomeroy	312 Farmington Avenue Farmington CT US 06032	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2015-08-07	4,000	$10.96	41,825	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	972	Indirect	As custodian for grandchildren

Footnotes

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.88 to $11.00, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.