Filing Details
- Accession Number:
- 0001392936-11-000003
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-02-02 17:21:53
- Reporting Period:
- 2011-01-28
- Filing Date:
- 2011-02-02
- Accepted Time:
- 2011-02-02 17:21:53
- Original Submission Date:
- 2011-02-01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1375365 | Super Micro Computer Inc. | SMCI | Electronic Computers (3571) | 770353939 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1392936 | Fred Hwei-Ming Tsai | Super Micro Computer, Inc. 980 Rock Ave San Jose CA 95131 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-01-28 | 10,000 | $14.34 | 315,000 | No | 4 | S | Indirect | By Li-Jiuan Chi Tsai Trustee andHwei Ming Tsai Trustee for thebenefit of Tsai Family Trust |
| Common Stock | Disposition | 2011-01-31 | 10,000 | $14.08 | 305,000 | No | 4 | S | Indirect | By Li-Jiuan Chi Tsai Trustee andHwei Ming Tsai Trustee for thebenefit of Tsai Family Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Li-Jiuan Chi Tsai Trustee andHwei Ming Tsai Trustee for thebenefit of Tsai Family Trust |
| No | 4 | S | Indirect | By Li-Jiuan Chi Tsai Trustee andHwei Ming Tsai Trustee for thebenefit of Tsai Family Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 25,000 | Direct |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 12, 2010.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.3367 o $14.3358, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.0156 to $14.0152, inclusive.
- These shares are held in a trust for the benefit of the reporting person's children. The reporting person and his spouse, Li-Jiuan Chi Tsai, are the trustees of the trust.
- In the filing made on 2/1/11, we reported the shares were sold out of the reporter's directed holdings; however, this was an error. The shares were sold out of the reporter's indirect holdings, which we have corrected in this amendment and have brought back the amount of direct shares to the correct amount of 25,000.
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