Filing Details
- Accession Number:
- 0001225208-15-016614
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-10 09:11:59
- Reporting Period:
- 2015-08-06
- Filing Date:
- 2015-08-10
- Accepted Time:
- 2015-08-10 09:11:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
720005 | Raymond James Financial Inc | RJF | Security Brokers, Dealers & Flotation Companies (6211) | 591517485 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1601145 | S Tashtego Elwyn | 880 Carillon Parkway St. Petersburg FL 33716 | President - Rja | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-08-06 | 3,243 | $27.10 | 5,143 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-08-06 | 3,243 | $58.92 | 1,900 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-08-06 | 3,243 | $0.00 | 3,243 | $27.10 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
6,757 | 2017-01-22 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,779 | Indirect | ESOP |
Footnotes
- Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through August 6, 2015.
- Of the 10,000 employee stock options granted, 60% vested on 11/22/2014, 20% will vest on 11/22/2015 and 20% on 11/22/2016.