Filing Details
- Accession Number:
- 0001547903-15-000116
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-07 19:45:12
- Reporting Period:
- 2015-08-06
- Filing Date:
- 2015-08-07
- Accepted Time:
- 2015-08-07 19:45:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1547903 | Nmi Holdings Inc. | NMIH | Surety Insurance (6351) | 454914248 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1630083 | Michael Glenn Farrell | C/O Nmi Holdings, Inc. 2100 Powell St. Emeryville CA 94608 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Shares, $0.01 Par Value Per Share | Acquisiton | 2015-08-06 | 5,000 | $8.42 | 16,000 | No | 4 | P | Direct | |
| Class A Common Shares, $0.01 Par Value Per Share | Acquisiton | 2015-08-07 | 5,000 | $8.73 | 21,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Footnotes
- The common stock was purchased by the reporting person in a series of open market transactions on the transaction date, with a volume weighted average purchase price of $8.4165. The range of purchase prices on the transaction date was $8.24 to $8.78 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
- Represents 5,000 class A common shares and 11,000 unvested restricted stock units.
- The common stock was purchased by the reporting person in a series of open market transactions on the transaction date, with a volume weighted average purchase price of $8.7284. The range of purchase prices on the transaction date was $8.69 to $8.77 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
- Represents 10,000 class A common shares and 11,000 unvested restricted stock units.
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