Filing Details

Accession Number:
0001209191-15-064670
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-08-07 17:04:35
Reporting Period:
2015-08-05
Filing Date:
2015-08-07
Accepted Time:
2015-08-07 17:04:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1390777 Bank Of New York Mellon Corp BK State Commercial Banks (6022) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1342915 F Richard Brueckner The Bank Of New York Mellon Corporation
One Wall Street
New York NY 10286
Sr. Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-08-05 143,058 $18.02 341,618 No 4 M Direct
Common Stock Disposition 2015-08-05 143,058 $44.42 198,560 No 4 S Direct
Common Stock Acquisiton 2015-08-05 125,461 $30.25 324,021 No 4 M Direct
Common Stock Disposition 2015-08-05 125,461 $44.44 198,560 No 4 S Direct
Common Stock Acquisiton 2015-08-05 51,747 $22.03 250,307 No 4 M Direct
Common Stock Disposition 2015-08-05 51,747 $44.44 198,560 No 4 S Direct
Common Stock Disposition 2015-08-05 45,896 $44.46 152,664 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock 3/9/2009 Stock Options Disposition 2015-08-05 143,058 $0.00 143,058 $18.02
Common Stock 3/16/2010 Stock Options Disposition 2015-08-05 125,461 $0.00 125,461 $30.25
Common Stock 2/23/2012 Stock Options Disposition 2015-08-05 51,747 $0.00 51,747 $22.03
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-03-09 2019-03-09 No 4 M Direct
0 2011-03-16 2020-03-16 No 4 M Direct
17,247 2013-02-23 2022-02-23 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 49 Indirect By Wife
Common Stock 18 Indirect By Daughter
Common Stock 16 Indirect By Son
Footnotes
  1. Represents the weighted average price of shares sold with actual prices ranging from $44.27 to $44.885. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
  2. Represents the weighted average price of shares sold with actual prices ranging from $44.27 to $44.88. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
  3. Represents the weighted average price of shares sold with actual prices ranging from $44.31 to $44.90. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
  4. Represents the weighted average price of shares sold with actual prices ranging from $44.3040 to $44.8838. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
  5. Grant became exercisable in annual installments of one-fourth each beginning on the date indicated.
  6. Not Applicable.