Filing Details
- Accession Number:
- 0001140361-15-030464
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-07 16:05:32
- Reporting Period:
- 2015-08-05
- Filing Date:
- 2015-08-07
- Accepted Time:
- 2015-08-07 16:05:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1547903 | Nmi Holdings Inc. | NMIH | Surety Insurance (6351) | 454914248 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1420192 | Hayman Capital Management, L.p. | 2101 Cedar Springs Road, Suite 1400 Dallas TX 75201 | No | No | Yes | No | |
1420193 | Kyle J Bass | C/O Hayman Investments, L.l.c. 2101 Cedar Springs Road, Suite 1400 Dallas X1 75201 | Yes | No | No | No | |
1420196 | Hayman Investments Llc | 2101 Cedar Springs Road, Suite 1400 Dallas TX 75201 | No | No | Yes | No | |
1591062 | Brandon John Osmon | C/O Nmi Holdings, Inc. 2100 Powell Street, 12Th Floor Emeryville CA 94608 | Yes | No | Yes | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Shares, $0.01 Par Value Per Share | Acquisiton | 2015-08-05 | 1,500,000 | $8.25 | 6,996,500 | No | 4 | P | Indirect | See Footnote |
Class A Common Shares, $0.01 Par Value Per Share | Acquisiton | 2015-08-06 | 365,000 | $8.61 | 7,361,500 | No | 4 | P | Indirect | See Footnote |
Class A Common Shares, $0.01 Par Value Per Share | Acquisiton | 2015-08-07 | 10,000 | $8.77 | 7,371,500 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Shares, $0.01 Par Value Per Share | 24,362 | Direct |
Footnotes
- Mr. Osmon is a managing director of Hayman Capital Management, L.P. ("Hayman Capital Management"). Hayman Capital Management acts as an investment adviser to, and manages investment and trading accounts of, other persons, including Hayman Capital Master Fund, L.P. ("HCMF"). Hayman Investments, L.L.C. ("Hayman Investments") is the general partner of Hayman Capital Management. Mr. Bass is the managing member of Hayman Investments. In the foregoing capacities, Hayman Capital Management, Hayman Investments and Mr. Bass may be deemed to beneficially own securities beneficially owned by Hayman Capital Management. In connection with Mr. Osmon's employment by Hayman Capital Management, HCMF may be deemed to beneficially own securities of the Issuer beneficially owned by Mr. Osmon.
- Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest in such securities, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
- The common stock was purchased by the reporting person in a series of open market transactions on the transaction date, with a volume weighted average purchase price of $8.6125. The range of purchase prices on the transaction date was $8.75 to $8.25 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
- The common stock was purchased by the reporting person in a series of open market transactions on the transaction date, with a volume weighted average purchase price of $8.7667. The range of purchase prices on the transaction date was $9.21 to $8.72 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.