Filing Details
- Accession Number:
- 0001214659-15-005883
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-07 09:20:22
- Reporting Period:
- 2015-08-06
- Filing Date:
- 2015-08-07
- Accepted Time:
- 2015-08-07 09:20:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1387713 | Neulion Inc. | NLN | Cable & Other Pay Television Services (4841) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1188070 | B Charles Wang | Neulion, Inc. 1600 Old Country Road Plainview NY 11803 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-08-06 | 1,000,000 | $0.65 | 12,882,169 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class 3 Preference Shares | 6,313,875 | Indirect | By JK&B Capital V Special Opportunity Fund, L.P. |
Class 4 Preference Shares | 4,035,356 | Indirect | By JK&B Capital V Special Opportunity Fund, L.P. |
Common Stock | 22,820,650 | Indirect | By AvantaLion LLC |
Common Stock | 40,206,096 | Indirect | By spouse |
Restricted Common Stock | 750,000 | Indirect | By spouse |
Common Stock | 128,020 | Indirect | By trust for benefit of grandchild |
Common Stock | 128,020 | Indirect | By trust for benefit of grandchild |
Footnotes
- Multiple same-way open market purchases effected on the same day within a one dollar price range are reported on this line. The figure in the price column is the weighted average purchase price for these transactions. These trades were executed on the Toronto Stock Exchange, and the purchase prices were in Canadian dollars. The purchase price per share for each trade was between Cdn$0.76 and Cdn$0.90. The purchase prices were converted to US dollars using the Bank of Canada noon rate of 0.7603. The reporting person undertakes to provide, upon request by the Commission staff, NeuLion, Inc., or a security holder of NeuLion, Inc., full information regarding the number of shares purchased at each separate price.
- JK&B Capital V Special Opportunity Fund, L.P. is a limited partnership that is not controlled by Mr. Wang. Mr. Wang has a pecuniary interest in 86% of such fund.
- AvantaLion LLC is a Delaware limited liability company controlled by Mr. Wang.
- Mr. Wang disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Wang is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- Mr. Wang is the trustee for the two trusts and his grandchildren are the beneficiaries of the trusts.
- Mr. Wang's spouse was granted these restricted stock subject to the terms of the Amended and Restated NeuLion, Inc. 2012 Omnibus Securities and Incentive Plan. The restricted shares vest at a rate of one-quarter of their allotted amount per year over four years.