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Home > Insider Trading > Filing (0001209191-15-064468)

Filing Details

Accession Number:: 0001209191-15-064468
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-08-06 20:26:31
Reporting Period:: 2015-08-05

Filing Date:: 2015-08-06
Accepted Time:: 2015-08-06 20:26:31
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1543643	Cu Bancorp	CUNB	National Commercial Banks (6021)	900779788

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1555233	H Charles Sweetman	C/O Cu Bancorp 15821 Ventura Blvd. Suite 100 Encino CA 91436		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2015-08-05	500	$22.55	1,250	No	4	S	Indirect	Charles H. Sweetman as Custodian under CUTMA for Emily K. Roche

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	Charles H. Sweetman as Custodian under CUTMA for Emily K. Roche

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	25,100	Indirect	As Trustee of the Charles and Judith Sweetman Family Trust
Common Stock	2,000	Direct
Common Stock	20,500	Indirect	As Trustee of the Charles H. Sweetman 1996 Trust
Common Stock	2,000	Indirect	As Member/Manager of Sweetman Properties LLC
Common Stock	1,000	Indirect	As Trustee of the Judith Sweetman Trust
Common Stock	3,150	Indirect	Charles H. Sweetman as Custodian under CUTMA for Kaylee J. Sweetman
Common Stock	2,650	Indirect	Charles H. Sweetman as Custodian under CUTMA for Patrick C. Roche
Common Stock	2,650	Indirect	Charles H. Sweetman as Custodian under CUTMA for the Sophia Rose Sweetman
Common Stock	500	Indirect	Judith Sweetman as Custodian under CUTMA for Zachary A. Kosma
Common Stock	500	Indirect	Judith Sweetman as Custodian under CUTMA for Marcus Oliver Kosma
Common Stock	600	Indirect	Judith Sweetman as Custodian under CUTMA for Drake W. Radmacher
Common Stock	600	Indirect	Judith Sweetman as Custodian under CUTMA for Ivy K. Radmacher

Footnotes

Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.