Filing Details
- Accession Number:
- 0001104659-15-057337
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-06 20:16:40
- Reporting Period:
- 2015-08-04
- Filing Date:
- 2015-08-06
- Accepted Time:
- 2015-08-06 20:16:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
873860 | Ocwen Financial Corp | OCN | Mortgage Bankers & Loan Correspondents (6162) | 650039856 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1298648 | John Devaney | 240 Crandon Boulevard Suite 167 Key Biscayne FL 33149 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-08-04 | 3,000 | $7.97 | 12,349,620 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2015-08-04 | 5,000 | $8.00 | 12,344,620 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2015-08-04 | 5,000 | $7.99 | 12,339,620 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2015-08-04 | 7,000 | $7.99 | 12,332,620 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2015-08-04 | 4,000 | $7.98 | 12,328,620 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2015-08-04 | 5,000 | $7.97 | 12,323,620 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2015-08-04 | 7,000 | $7.96 | 12,316,620 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2015-08-04 | 7,000 | $7.97 | 12,309,620 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2015-08-04 | 7,000 | $7.96 | 12,302,620 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2015-08-04 | 7,000 | $7.96 | 12,295,620 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2015-08-04 | 8,000 | $7.96 | 12,287,620 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2015-08-04 | 8,000 | $7.95 | 12,279,620 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2015-08-04 | 9,000 | $7.94 | 12,270,620 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2015-08-04 | 2,000 | $7.94 | 12,268,620 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2015-08-04 | 1,000 | $7.95 | 12,267,620 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2015-08-04 | 3,000 | $7.93 | 12,264,620 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2015-08-04 | 7,000 | $8.00 | 12,257,620 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2015-08-04 | 7,000 | $7.99 | 12,250,620 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2015-08-04 | 609 | $7.98 | 12,250,011 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2015-08-04 | 2,800 | $7.95 | 12,247,211 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2015-08-04 | 3,900 | $7.94 | 12,243,311 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2015-08-04 | 4,300 | $7.93 | 12,239,011 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
Footnotes
- The price provided in this column represents the average price per share of the transaction.
- The reported securities are owned indirectly by D. John Devaney ("Devaney"). Devaney controls United Real Estate Ventures, Inc. ("UREVI"), the entity that sold the shares of the issuer's common stock in the reported transactions. Prior to the transactions reported on this Form 4, Devaney directly, through personal accounts and retirement accounts, and indirectly, through United Aviation Holdings, Inc. ("UAHI"), United Capital Markets, Inc. ("UCMI"), United Capital Markets Holdings, Inc. ("UCMHI"), and UREVI, all entities controlled by Devaney, beneficially owned 12,352,620 shares of the issuer's common stock through a combination of non-derivative securities and derivative securities of the issuer.
- The reported securities are owned indirectly by Devaney. Devaney controls UCMI, the entity that sold the shares of the issuer's common stock in the reported transactions. Prior to the transactions reported on this Form 4, Devaney directly, through personal accounts and retirement accounts, and indirectly, through UAHI, UCMI, UCMHI, and UREVI, all entities controlled by Devaney, beneficially owned 12,352,620 shares of the issuer's common stock through a combination of non-derivative securities and derivative securities of the issuer.