Filing Details
- Accession Number:
- 0001140361-15-030241
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-06 18:26:04
- Reporting Period:
- 2015-08-04
- Filing Date:
- 2015-08-06
- Accepted Time:
- 2015-08-06 18:26:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1428336 | Healthequity Inc | HQY | Services-Business Services, Nec (7389) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1615062 | Jon Kessler | 15 W. Scenic Pointe Dr., Ste. 100 Draper UT 84020 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-08-04 | 24,279 | $0.10 | 449,279 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-08-04 | 24,279 | $33.46 | 425,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-08-04 | 25,000 | $0.00 | 400,000 | No | 4 | G | Direct | |
| Common Stock | Acquisiton | 2015-08-05 | 20,721 | $0.10 | 420,721 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-08-05 | 20,721 | $33.97 | 400,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | G | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2015-08-04 | 24,279 | $0.00 | 24,279 | $0.10 |
| Common Stock | Stock Option (right to buy) | Disposition | 2015-08-05 | 20,721 | $0.00 | 20,721 | $0.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 250,721 | 2019-07-01 | No | 4 | M | Direct | |
| 230,000 | 2019-07-01 | No | 4 | M | Direct |
Footnotes
- The option exercise and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 15, 2015.
- As previously reported in the reporting person's Form 3, the option grant had a $1.10 exercise price upon issuance. The $1.10 exercise price was automatically adjusted to $0.10 on August 4, 2014 as a result of the occurrence of an event specified in the terms of the option grant at the time of its issuance.
- The option is immediately exercisable.
Billionaire Hedge Funds
