Filing Details
- Accession Number:
- 0001016281-15-000112
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-06 17:13:55
- Reporting Period:
- 2015-08-06
- Filing Date:
- 2015-08-06
- Accepted Time:
- 2015-08-06 17:13:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1016281 | Carriage Services Inc | CSV | Services-Personal Services (7200) | 760423828 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1456516 | R Mark Bruce | 3811 Carnden Lane Missouri City TX 77459 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-08-06 | 1,000 | $22.66 | 33,706 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | $22.58 | 2022-02-24 | 40,000 | 40,000 | Direct | |
| Common Stock | Stock Options | $20.26 | 2019-02-25 | 40,000 | 40,000 | Direct | |
| Common Stock | Stock Options | $16.73 | 2018-05-22 | 30,000 | 30,000 | Direct | |
| Common Stock | Stock Options | $5.94 | 2022-03-05 | 26,289 | 26,289 | Direct | |
| Common Stock | Stock Options | $5.70 | 2021-02-28 | 17,913 | 17,913 | Direct | |
| Common Stock | Stock Options | $4.78 | 2020-05-18 | 17,530 | 17,530 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-02-24 | 40,000 | 40,000 | Direct |
| 2019-02-25 | 40,000 | 40,000 | Direct |
| 2018-05-22 | 30,000 | 30,000 | Direct |
| 2022-03-05 | 26,289 | 26,289 | Direct |
| 2021-02-28 | 17,913 | 17,913 | Direct |
| 2020-05-18 | 17,530 | 17,530 | Direct |
Footnotes
- Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which will vest 1/3 on 2/24/2016, 1/3 on 2/24/2017 and 1/3 on 2/24/2018. These stock options expire on 2/24/2022.
- Stock Options grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vested 1/3 on 2/25/2015 and 1/3 will vest on 02/25/2016 and 1/3 on will vest 02/25/2017. These stock options expire on 02/25/2019.
- Stock Options grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vested 1/3 on 05/22/2014 and 1/3 on 05/22/2015 and 1/3 will vest on 05/22/2016. These stock options expire on 05/22/2018.
- Stock Options grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vested 1/3 on 03/05/2013, 1/3 on 03/05/2014 and 1/3 on 03/05/2015. These stock options expire on 03/05/2022.
- Stock Options grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vested 1/3 on 02/28/2012, 1/3 on 02/28/2013 and 1/3 on 02/28/2014. These stock options expire on 02/28/2021.
- Stock Options granted pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vested 1/3 on 05/18/2011, 1/3 vested on 5/18/2012 and 1/3 vested on 5/18/2013. These stock options expire on 5/18/2020.
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