Filing Details
- Accession Number:
- 0001127602-15-024364
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-06 16:27:17
- Reporting Period:
- 2015-08-05
- Filing Date:
- 2015-08-06
- Accepted Time:
- 2015-08-06 16:27:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1364742 | Blackrock Inc. | BLK | Security Brokers, Dealers & Flotation Companies (6211) | 320174431 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1059245 | Laurence Fink | Blackrock, Inc. 55 East 52Nd Street New York NY 10055 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Shares Of Common Stock (Par Value $0.01 Per Share) | Acquisiton | 2015-08-05 | 8,425 | $167.76 | 1,255,355 | No | 4 | M | Direct | |
| Shares Of Common Stock (Par Value $0.01 Per Share) | Disposition | 2015-08-05 | 8,425 | $336.42 | 1,246,930 | No | 4 | S | Direct | |
| Shares Of Common Stock (Par Value $0.01 Per Share) | Acquisiton | 2015-08-05 | 6,576 | $167.76 | 1,253,506 | No | 4 | M | Direct | |
| Shares Of Common Stock (Par Value $0.01 Per Share) | Disposition | 2015-08-05 | 6,576 | $337.27 | 1,246,930 | No | 4 | S | Direct | |
| Shares Of Common Stock (Par Value $0.01 Per Share) | Acquisiton | 2015-08-05 | 299 | $167.76 | 1,247,229 | No | 4 | M | Direct | |
| Shares Of Common Stock (Par Value $0.01 Per Share) | Disposition | 2015-08-05 | 299 | $338.05 | 1,246,930 | No | 4 | S | Direct | |
| Shares Of Common Stock (Par Value $0.01 Per Share) | Acquisiton | 2015-08-06 | 3,900 | $167.76 | 1,250,830 | No | 4 | M | Direct | |
| Shares Of Common Stock (Par Value $0.01 Per Share) | Disposition | 2015-08-06 | 3,900 | $336.00 | 1,246,930 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-08-05 | 8,425 | $0.00 | 8,425 | $167.76 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-08-05 | 6,576 | $0.00 | 6,576 | $167.76 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-08-05 | 299 | $0.00 | 299 | $167.76 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-08-06 | 3,900 | $0.00 | 3,900 | $167.76 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,775 | 2011-09-29 | 2017-01-31 | No | 4 | M | Direct |
| 4,199 | 2011-09-29 | 2017-01-31 | No | 4 | M | Direct |
| 3,900 | 2011-09-29 | 2017-01-31 | No | 4 | M | Direct |
| 0 | 2011-09-29 | 2017-01-31 | No | 4 | M | Direct |
Footnotes
- Includes (i) 10,962 Restricted Stock Units vesting on 1/31/16, (ii) 18,596 Restricted Stock Units vesting in installments on 1/31/16 and 1/31/17, (iii) 11,618 shares of Restricted Stock vesting in installments on 1/31/16, 1/31/17 and 1/31/18, (iv) 32,766 Restricted Stock Units awarded on 1/20/12 that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets, but which may not vest before 1/31/16 and will expire on 1/31/18 to the extent not then vested, (v) 37,472 Restricted Stock Units awarded on 1/18/13 that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets, but which may not vest before 1/31/17 and will expire on 1/31/19 to the extent not then vested and (vi) 24,322 Restricted Stock Units awarded on 1/17/14 that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets, but which may not vest before 1/31/18 and will expire on 1/31/20 to the extent not then vested. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock.
- This transaction was executed in multiple trades at prices ranging from $336.00 to $336.98. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price.
- This transaction was executed in multiple trades at prices ranging from $337.03 to $338.00. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price.
- Relates to a portion of a long-term incentive plan option award of 364,313 options granted on 1/31/07 with an expiration date of 1/31/17.
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