Filing Details
- Accession Number:
- 0001140361-11-005678
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-02 16:54:47
- Reporting Period:
- 2011-01-24
- Filing Date:
- 2011-02-02
- Accepted Time:
- 2011-02-02 16:54:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1060523 | Cardinal Financial Corp | CFNL | National Commercial Banks (6021) | 541874630 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1277589 | W Christopher Bergstrom | 8270 Greenboro Dr Ste 500 Mclean VA 22102 | President, Cardinal Bank, N.a. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-01-24 | 863 | $0.00 | 21,591 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-01-24 | 300 | $11.51 | 21,028 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2011-01-24 | 563 | $11.51 | 20,728 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-01-31 | 4,800 | $4.50 | 25,528 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-01-31 | 4,800 | $11.00 | 20,728 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Deferred Stock Unit | Disposition | 2011-01-24 | 863 | $0.00 | 863 | $0.00 |
| Common Stock | Stock Options | Disposition | 2011-01-31 | 4,800 | $0.00 | 4,800 | $4.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,372 | 2011-01-24 | 2011-01-24 | No | 4 | M | Direct |
| 0 | 2001-02-23 | 2011-02-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,100 | Indirect | By Spouse |
Footnotes
- Each Deferred Stock Unit is the economic equivalent of one share of CFNL common stock. On January 31, 2011, the reporting person's Deferred Stock Units were settled for an equal number of CFNL common stock.
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