Filing Details
- Accession Number:
- 0001209191-15-064252
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-06 07:53:00
- Reporting Period:
- 2015-08-04
- Filing Date:
- 2015-08-06
- Accepted Time:
- 2015-08-06 07:53:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1420800 | Colfax Corp | CFX | Pumps & Pumping Equipment (3561) | 541887631 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1015014 | P Mitchell Rales | 2200 Pennsylvania Avenue, Nw Suite 800W Washington DC 20037 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.001 | Acquisiton | 2015-08-05 | 10,100 | $38.76 | 10,321,361 | No | 4 | P | Direct | |
Common Stock, Par Value $.001 | Acquisiton | 2015-08-04 | 150,000 | $38.11 | 650,000 | No | 4 | P | Indirect | By Colfax Capital Corporation |
Common Stock, Par Value $.001 | Acquisiton | 2015-08-05 | 100,000 | $38.83 | 750,000 | No | 4 | P | Indirect | By Colfax Capital Corporation |
Common Stock, Par Value $.001 | Acquisiton | 2015-08-04 | 1,500 | $38.11 | 4,200 | No | 4 | P | Indirect | By MPR, as custodian for daughters |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | By Colfax Capital Corporation |
No | 4 | P | Indirect | By Colfax Capital Corporation |
No | 4 | P | Indirect | By MPR, as custodian for daughters |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $.001 | 1,000,000 | Indirect | Through the Mitchell P. Rales Family Trust |
Common Stock, Par Value $.001 | 19,388 | Indirect | By Capital Yield Corporation |
Common Stock, Par Value $.001 | 11,500 | Indirect | By trust for daughter |
Common Stock, Par Value $.001 | 28,000 | Indirect | By spouse |
Footnotes
- The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $38.46 to $39.06, inclusive. The reporting person undertakes to provide to Colfax Corporation, any security holder of Colfax Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1).
- The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $37.83 to $38.45, inclusive. The reporting person undertakes to provide to Colfax Corporation, any security holder of Colfax Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2).
- These shares are held by an entity of which Mitchell P. Rales and Steven M. Rales are the sole stockholders. The reporting person disclaims beneficial ownership of these securities to the extent that they are beneficially owned by Steven M. Rales.
- The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $38.00 to $39.18, inclusive. The reporting person undertakes to provide to Colfax Corporation, any security holder of Colfax Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (4).
- The reporting person is a trustee of the Mitchell P. Rales Family Trust.
- The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Neither this filing nor anything contained herein shall be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 13 of the Securities Exchange Act of 1934 or otherwise.