Filing Details

Accession Number:
0001209191-15-064252
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-08-06 07:53:00
Reporting Period:
2015-08-04
Filing Date:
2015-08-06
Accepted Time:
2015-08-06 07:53:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1420800 Colfax Corp CFX Pumps & Pumping Equipment (3561) 541887631
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1015014 P Mitchell Rales 2200 Pennsylvania Avenue, Nw
Suite 800W
Washington DC 20037
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.001 Acquisiton 2015-08-05 10,100 $38.76 10,321,361 No 4 P Direct
Common Stock, Par Value $.001 Acquisiton 2015-08-04 150,000 $38.11 650,000 No 4 P Indirect By Colfax Capital Corporation
Common Stock, Par Value $.001 Acquisiton 2015-08-05 100,000 $38.83 750,000 No 4 P Indirect By Colfax Capital Corporation
Common Stock, Par Value $.001 Acquisiton 2015-08-04 1,500 $38.11 4,200 No 4 P Indirect By MPR, as custodian for daughters
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect By Colfax Capital Corporation
No 4 P Indirect By Colfax Capital Corporation
No 4 P Indirect By MPR, as custodian for daughters
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $.001 1,000,000 Indirect Through the Mitchell P. Rales Family Trust
Common Stock, Par Value $.001 19,388 Indirect By Capital Yield Corporation
Common Stock, Par Value $.001 11,500 Indirect By trust for daughter
Common Stock, Par Value $.001 28,000 Indirect By spouse
Footnotes
  1. The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $38.46 to $39.06, inclusive. The reporting person undertakes to provide to Colfax Corporation, any security holder of Colfax Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1).
  2. The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $37.83 to $38.45, inclusive. The reporting person undertakes to provide to Colfax Corporation, any security holder of Colfax Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2).
  3. These shares are held by an entity of which Mitchell P. Rales and Steven M. Rales are the sole stockholders. The reporting person disclaims beneficial ownership of these securities to the extent that they are beneficially owned by Steven M. Rales.
  4. The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $38.00 to $39.18, inclusive. The reporting person undertakes to provide to Colfax Corporation, any security holder of Colfax Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (4).
  5. The reporting person is a trustee of the Mitchell P. Rales Family Trust.
  6. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Neither this filing nor anything contained herein shall be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 13 of the Securities Exchange Act of 1934 or otherwise.