Filing Details
- Accession Number:
- 0001225208-11-004609
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-02 16:46:09
- Reporting Period:
- 2011-02-01
- Filing Date:
- 2011-02-02
- Accepted Time:
- 2011-02-02 16:46:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
927628 | Capital One Financial Corp | COF | State Commercial Banks (6022) | 541719854 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1238041 | A Peter Schnall | 1680 Capital One Drive Mclean VA 22102 | Chief Risk Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-02-01 | 77,118 | $18.28 | 286,652 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-02-01 | 7,000 | $48.50 | 279,652 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-01 | 8,000 | $48.58 | 271,652 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-01 | 62,118 | $49.31 | 209,534 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | Disposition | 2011-02-01 | 77,118 | $18.28 | 77,118 | $18.28 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
77,121 | 2019-01-28 | No | 4 | M | Direct |
Footnotes
- This transaction was executed pursuant to a trading plan entered into by the reporting person on November 12, 2010, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- These shares were sold at prices ranging from $48.75 to $49.65. Information regarding the number of shares sold at each price will be provided upon request.
- This option is exercisable in 1/3 increments beginning on January 29, 2010 and annually thereafter.