Filing Details
- Accession Number:
- 0001104659-15-056646
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-05 19:06:05
- Reporting Period:
- 2015-06-24
- Filing Date:
- 2015-08-05
- Accepted Time:
- 2015-08-05 19:06:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1168213 | Aeropostale Inc | ARO | Retail-Apparel & Accessory Stores (5600) | 311443880 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1034169 | Dana Messina | 11150 Santa Monica Blvd Suite 700 Los Angeles CA 90025 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-06-25 | 360,000 | $1.62 | 2,503,300 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2015-06-25 | 21,559 | $1.62 | 2,524,859 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2015-06-29 | 9,636 | $1.65 | 2,534,495 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2015-06-30 | 50,000 | $1.80 | 2,584,495 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2015-07-06 | 20,000 | $1.75 | 2,604,495 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2015-07-07 | 20,000 | $1.86 | 2,624,495 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2015-07-08 | 20,000 | $1.88 | 2,644,495 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2015-07-09 | 20,000 | $1.74 | 2,664,495 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2015-07-10 | 20,000 | $1.74 | 2,684,495 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2015-07-20 | 48,300 | $1.54 | 2,732,795 | No | 4 | P | Indirect | See Footnote |
Common Stock | Disposition | 2015-07-20 | 2,000,000 | $1.55 | 732,795 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2015-06-24 | 500,000 | $0.14 | 500,000 | $2.50 |
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2015-07-17 | 3,500,000 | $0.90 | 3,500,000 | $1.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
12,035,300 | 2015-10-16 | No | 4 | P | Indirect | |
15,535,300 | 2017-01-20 | No | 4 | P | Indirect |
Footnotes
- Represents shares of the Issuer's Common Stock ("Shares") and call options that represent the right to buy Shares, as applicable, directly owned by Aria Master Fund Ltd. (the "Master Fund"), Aria Partners LP (the "LP Fund"), and certain third party accounts managed by Aria Partners GP LLC (the "Accounts"). The Reporting Person is the Managing Member of Aria Partners GP LLC which is (i) the General Partner of the Master Fund and the LP Fund and (ii) investment manager to the Master Fund, the LP Fund and the Accounts. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- The securities are currently exercisable.