Filing Details
- Accession Number:
- 0001490660-15-000102
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-05 17:57:05
- Reporting Period:
- 2015-08-03
- Filing Date:
- 2015-08-05
- Accepted Time:
- 2015-08-05 17:57:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1490660 | Marketo Inc. | MKTO | Services-Prepackaged Software (7372) | 562558241 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1576480 | L Jason Holmes | 901 Mariners Island Blvd San Mateo CA 94404 | Svp & Chief Customer Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-08-03 | 7,861 | $4.24 | 60,329 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-08-03 | 26,462 | $4.24 | 86,791 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-08-03 | 677 | $7.42 | 87,468 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-08-03 | 33,600 | $29.80 | 53,868 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-08-03 | 1,400 | $30.47 | 52,468 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2015-08-03 | 7,861 | $0.00 | 7,861 | $4.24 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2015-08-03 | 26,462 | $0.00 | 26,462 | $4.24 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2015-08-03 | 677 | $0.00 | 677 | $7.42 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 13,758 | 2022-03-01 | No | 4 | M | Direct | |
| 20,878 | 2022-03-01 | No | 4 | M | Direct | |
| 59,323 | 2023-02-06 | No | 4 | M | Direct |
Footnotes
- These shares were sold pursuant to Mr. Holmes' 10b5-1 plan entered into on May 20, 2015.
- This transaction was executed in multiple trades at prices ranging from $29.39 to $30.38. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $30.40 to $30.54. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on February 13, 2013 and one forty-eighth of the shares vest monthly thereafter.
- The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in twenty-four equal monthly installments beginning on March 7, 2015.
Billionaire Hedge Funds
