Filing Details
- Accession Number:
- 0000908662-15-000277
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-05 17:23:15
- Reporting Period:
- 2015-08-03
- Filing Date:
- 2015-08-05
- Accepted Time:
- 2015-08-05 17:23:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 907562 | Dyax Corp | DYAX | Services-Commercial Physical & Biological Research (8731) | 043053198 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1397709 | Gustav Christensen | C/O Dyax Corp. 55 Network Drive Burlington MA 01803-2756 | Ceo And President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-08-03 | 76,045 | $1.91 | 288,545 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-08-03 | 50,000 | $0.00 | 238,545 | No | 4 | G | Direct | |
| Common Stock | Acquisiton | 2015-08-03 | 250,000 | $2.09 | 488,545 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-08-03 | 86,315 | $24.19 | 402,230 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-08-03 | 67,967 | $3.00 | 470,197 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-08-04 | 70,090 | $23.87 | 400,107 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-08-05 | 93,595 | $23.54 | 306,512 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | G | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2015-08-03 | 76,045 | $0.00 | 76,045 | $1.91 |
| Common Stock | Stock Option (right to buy) | Disposition | 2015-08-03 | 250,000 | $0.00 | 250,000 | $2.09 |
| Common Stock | Stock Option (right to buy) | Disposition | 2015-08-03 | 67,967 | $0.00 | 67,967 | $3.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 523,955 | 2021-02-10 | No | 4 | M | Direct | |
| 0 | 2019-05-14 | No | 4 | M | Direct | |
| 332,033 | 2023-02-07 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a rule 10b5-1 trading plan.
- The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $23.59 to $24.46, inclusive. The reporting person undertakes to provide to Dyax Corp., any security holder of Dyax Corp., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2.
- The options were fully exercisable as of February 10, 2015.
- The options were fully exercisable as of May 14, 2013.
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