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Home > Insider Trading > Filing (0000899243-15-002428)

Filing Details

Accession Number:: 0000899243-15-002428
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-08-05 17:00:21
Reporting Period:: 2015-08-03

Filing Date:: 2015-08-05
Accepted Time:: 2015-08-05 17:00:21
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
850261	Sorrento Therapeutics Inc.	SRNE	Services-Commercial Physical & Biological Research (8731)	330344842

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1638744	K George Ng	C/O Sorrento Therapeutics, Inc. 9380 Judicial Drive San Diego CA 92121	See Remarks	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2015-08-03	11,453	$11.50	14,901	No	4	P	Indirect	Through Peng Ventures, LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	Through Peng Ventures, LLC

Footnotes

Shares were issued pursuant to achievement of milestone in Agreement of Merger among Sorrento Therapeutics, Inc., STI Merger Sub, Inc. and IgDraSol, Inc. dated as of September 9, 2013.