Filing Details
- Accession Number:
- 0001214659-15-005849
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-05 16:30:09
- Reporting Period:
- 2015-08-03
- Filing Date:
- 2015-08-05
- Accepted Time:
- 2015-08-05 16:30:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 921582 | Imax Corp | IMAX | Photographic Equipment & Supplies (3861) | 980140269 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1255900 | D Robert Lister | 110 East 59Th Street Suite 2100 New York NY 10022 | Chief Legal & Chief Bus Dev | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2015-08-03 | 5,750 | $13.38 | 18,801 | No | 4 | C | Direct | |
| Common Shares | Acquisiton | 2015-08-03 | 6,000 | $20.25 | 24,801 | No | 4 | C | Direct | |
| Common Shares | Disposition | 2015-08-03 | 11,750 | $37.38 | 13,051 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | options (to buy) | Disposition | 2015-08-03 | 5,750 | $13.38 | 5,750 | $13.38 |
| Common Shares | options (to buy) | Disposition | 2015-08-03 | 6,000 | $20.25 | 6,000 | $20.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 46,000 | 2014-12-31 | 2016-12-31 | No | 4 | C | Direct |
| 76,000 | 2019-01-09 | No | 4 | C | Direct |
Footnotes
- Stock options were exercised and sold as common shares pursuant to Rule 10b5-1 Sales Plan adopted on March 16, 2015. Mr. Lister's 10b5-1 Sales Plan is scheduled to terminate on April 29, 2016.
- The stock options became exercisable in 2 installments: 2,000 on 1/9/2013 and 4,000 on 1/9/2014.
- This represents the remaining balance of the options granted on the issue date, December 31, 2009, following this transaction. Mr. Lister's aggregate remaining outstanding option and RSU balance following today's transactions will be 265,217 and 44,154 respectively.
- This represents the remaining balance of the options granted on the issue date, January 9, 2012, following this transaction. Mr. Lister's aggregate remaining outstanding option and RSU balance following today's transactions will be 265,217 and 44,154 respectively.
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