Filing Details
- Accession Number:
- 0000899243-15-002357
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-05 13:28:59
- Reporting Period:
- 2015-08-03
- Filing Date:
- 2015-08-05
- Accepted Time:
- 2015-08-05 13:28:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1492691 | Swift Transportation Co | SWFT | Trucking (No Local) (4213) | 205589597 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1227967 | Rodney Sartor | C/O Swift Transportation Company 2200 South 75Th Avenue Phoenix AZ 85043 | Ex Vp Natl Network Planning | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2015-08-03 | 5,000 | $11.00 | 13,436 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2015-08-03 | 5,000 | $24.52 | 8,436 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2015-08-03 | 654 | $24.47 | 7,782 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option (Right-to-buy) | Disposition | 2015-08-03 | 5,000 | $0.00 | 5,000 | $11.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
95,000 | 2017-10-16 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is the weighted average price. The shares were sold in multiple transactions at prices ranging from $24.50 to $24.55. The reporting person undertakes to provide Swift Transportation Company, any securities holders of Swift Transportation Company, or the staff of the Securities and Exchange Commission, upon request, all information regarding the number of shares sold at each separate price within this range.
- The price reported in Column 4 is the weighted average price. The shares were sold in multiple transactions at prices ranging from $24.47 to $24.48. The reporting person undertakes to provide Swift Transportation Company, any securities holders of Swift Transportation Company, or the staff of the Securities and Exchange Commission, upon request, all information regarding the number of shares sold at each separate price within this range.
- Represents a grant of 120,000 options on October 16, 2007, which vested and became exercisable as to 40,000 shares on each of October 16, 2010, October 16, 2011 and October 16, 2012. Upon exercise, the options convert to the Issuer's Class A common stock on a one-to-one basis.