Filing Details
- Accession Number:
- 0001212545-15-000183
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-04 18:15:59
- Reporting Period:
- 2015-07-31
- Filing Date:
- 2015-08-04
- Accepted Time:
- 2015-08-04 18:15:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1212545 | Western Alliance Bancorporation | WAL | State Commercial Banks (6022) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1331632 | A Gerald Cady | C/O Western Alliance Bancorporation One E Washington Street Phoenix AZ 85004 | Evp, California Administration | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-07-31 | 15,000 | $7.61 | 112,014 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-07-31 | 15,000 | $34.00 | 97,014 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (Right to buy) | Disposition | 2015-07-31 | 15,000 | $0.00 | 15,000 | $7.61 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-01-30 | 2016-01-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 6,444 | Indirect | 401K Plan |
Common Stock | 9,644 | Indirect | By Spouse |
Common Stock | 3,805 | Indirect | Spouse 401k |
Footnotes
- Reflects shares held in the 401K Plan to include employer match as of 7/23/15.