Filing Details
- Accession Number:
- 0001140361-15-029739
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-04 16:50:58
- Reporting Period:
- 2015-08-04
- Filing Date:
- 2015-08-04
- Accepted Time:
- 2015-08-04 16:50:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1526329 | Tortoise Pipeline & Energy Fund Inc. | TTP | () | 452785066 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1280972 | P Kenneth Malvey | 11550 Ash Street Suite 300 Leawood KS 66211 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2014-12-01 | 15 | $31.64 | 1,191 | No | 5 | L | Direct | |
| Common Shares | Acquisiton | 2014-12-01 | 2 | $31.64 | 119 | No | 5 | L | Indirect | By spouse |
| Common Shares | Acquisiton | 2014-12-01 | 1 | $31.64 | 60 | No | 5 | L | Indirect | By self as custodian of child's account |
| Common Shares | Acquisiton | 2015-03-02 | 18 | $29.19 | 1,209 | No | 5 | L | Direct | |
| Common Shares | Acquisiton | 2015-03-02 | 2 | $29.19 | 121 | No | 5 | L | Indirect | By spouse |
| Common Shares | Acquisiton | 2015-03-02 | 1 | $29.19 | 60 | No | 5 | L | Indirect | By self as custodian of child's account |
| Common Shares | Acquisiton | 2015-06-01 | 2 | $27.65 | 123 | No | 5 | L | Indirect | By spouse |
| Common Shares | Acquisiton | 2015-06-01 | 1 | $27.65 | 61 | No | 5 | L | Indirect | By self as custodian for child's account |
| Common Shares | Acquisiton | 2015-06-01 | 20 | $27.65 | 1,229 | No | 5 | L | Direct | |
| Common Shares | Acquisiton | 2015-08-04 | 140 | $22.62 | 201 | No | 4 | P | Indirect | By self as custodian of child's account |
| Common Shares | Acquisiton | 2015-08-04 | 500 | $22.63 | 623 | No | 4 | P | Indirect | By spouse |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | L | Direct | |
| No | 5 | L | Indirect | By spouse |
| No | 5 | L | Indirect | By self as custodian of child's account |
| No | 5 | L | Direct | |
| No | 5 | L | Indirect | By spouse |
| No | 5 | L | Indirect | By self as custodian of child's account |
| No | 5 | L | Indirect | By spouse |
| No | 5 | L | Indirect | By self as custodian for child's account |
| No | 5 | L | Direct | |
| No | 4 | P | Indirect | By self as custodian of child's account |
| No | 4 | P | Indirect | By spouse |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares | 1,229 | Direct |
Footnotes
- Automatic reinvestment of distribution by broker not made at the Tortoise Pipeline & Energy Fund, Inc. dividend reinvestment plan price. This transaction is being voluntarily reported early on Form 4.
Billionaire Hedge Funds
