Home > Insider Trading > Filing (0000898382-11-000001)

Filing Details

Accession Number:: 0000898382-11-000001
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-02-02 15:28:19
Reporting Period:: 2010-12-17

Filing Date:: 2011-02-02
Accepted Time:: 2011-02-02 15:28:19
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1386926	Kkr Financial Holdings Llc	KFN	Finance Services (6199)	113801844

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
898382	G Leon Cooperman	88 Pine Street Wall St Plaza 31St Floor New York NY 10005		No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2010-12-17	4,000	$8.80	7,466,913	No	4	P	Indirect	Managed Accounts

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	Managed Accounts

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	7,963,954	Indirect	Investment Entities
Common Stock	2,500,000	Direct
Common Stock	200,000	Indirect	Cooperman Foundation
Common Stock	10,360	Indirect	JCF Metrowest Foundation

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	7% Convertible Senior Notes due 2012	$31.00	2012-07-15	161,291	161,291	Direct
Common Stock	7.5% Convertible Senior Notes due 2017	$8.04	2017-01-15	746,269	746,269	Direct
Common Stock	7.5% Convertible Senior Notes due 2017	$8.04	2017-01-15	1,243,781	1,243,781	Indirect
Common Stock	7.5% Convertible Senior Notes due 2017	$8.04	2017-01-15	74,627	74,627	Indirect
Common Stock	7.5% Convertible Senior Notes due 2017	$8.04	2017-01-15	49,751	49,751	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2012-07-15	161,291	161,291	Direct
2017-01-15	746,269	746,269	Direct
2017-01-15	1,243,781	1,243,781	Indirect
2017-01-15	74,627	74,627	Indirect
2017-01-15	49,751	49,751	Indirect

Footnotes

The securities are held in managed accounts over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
The securities are held in the accounts of private investment entities over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
The securities are held in the account of the Leon & Toby Cooperman Foundation over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership of these securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
The securities are held in the account of the JCF Metrowest Foundation over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership of these securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
Subject to adjustment.
The Notes are convertible (i) at any time prior to the close of business on the business day preceding any redemption of the notes, to the extent such notes are called for redemption, (ii) upon the satisfaction of certain market price or trading price conditions or the occurrence of certain specified transactions or (iii) at any time between June 15, 2012 and the close of business on the business day preceding the stated maturity date, July 15, 2012.
The Notes are convertible at the Company's option either for the number of shares of common stock listed in Table II, for cash or for a combination thereof.
The Notes are convertible at any time prior to the close of business on the business day preceding (i) any redemption of the notes; to the extent such notes are called for redemption, (ii) any termination of conversion rights or (iii) the stated maturity date, January 15, 2017.
The securities are held in the account of a family limited partnership over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
The securities are held in the account of the NJ Performing Arts Foundation over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership of these securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.