Filing Details
- Accession Number:
- 0000950103-15-006159
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-04 14:33:45
- Reporting Period:
- 2015-08-03
- Filing Date:
- 2015-08-04
- Accepted Time:
- 2015-08-04 14:33:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
759944 | Citizens Financial Group Inc | CFG | State Commercial Banks (6022) | 050412693 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
729153 | Plc Scotland Of Bank Royal | 36 St. Andrew Square Edinburgh X0 EH12 1HQ | No | No | Yes | No | |
844150 | Plc Group Scotland Of Bank Royal | 36 St. Andrew Square Edinburgh X0 EH12 1HQ | No | No | Yes | No | |
1619969 | Ltd. Holdings International Rbsg | 24/25 St. Andrew Square Edinburgh X0 EH12 1HQ | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-08-03 | 98,900,000 | $25.69 | 120,077,166 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
Footnotes
- This amount reflects the number of shares of common stock of the Issuer ("Common Stock") sold by RBSG International Holdings Limited, including 12,900,000 shares of Common Stock covered by the over-allotment option exercised by the underwriters, in connection with the Issuer's registered follow-on offering (the "Follow-on Offering"), which closed on August 3, 2015. The material terms of the Follow-on Offering are described in the prospectus dated July 28, 2015, filed by the Issuer with the U.S. Securities and Exchange Commission on July 29, 2015.
- This amount represents the $26.00 per share price of Common Stock sold by the underwriters in connection with the Follow-on Offering, less the underwriting discount of $0.312 per share.
- Directly owned by RBSG International Holdings Limited, which is a wholly owned subsidiary of The Royal Bank of Scotland plc, which is a wholly owned subsidiary of The Royal Bank of Scotland Group plc.