Filing Details

Accession Number:
0000950103-15-006159
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-08-04 14:33:45
Reporting Period:
2015-08-03
Filing Date:
2015-08-04
Accepted Time:
2015-08-04 14:33:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
759944 Citizens Financial Group Inc CFG State Commercial Banks (6022) 050412693
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
729153 Plc Scotland Of Bank Royal 36 St. Andrew Square
Edinburgh X0 EH12 1HQ
No No Yes No
844150 Plc Group Scotland Of Bank Royal 36 St. Andrew Square
Edinburgh X0 EH12 1HQ
No No Yes No
1619969 Ltd. Holdings International Rbsg 24/25 St. Andrew Square
Edinburgh X0 EH12 1HQ
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-08-03 98,900,000 $25.69 120,077,166 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
Footnotes
  1. This amount reflects the number of shares of common stock of the Issuer ("Common Stock") sold by RBSG International Holdings Limited, including 12,900,000 shares of Common Stock covered by the over-allotment option exercised by the underwriters, in connection with the Issuer's registered follow-on offering (the "Follow-on Offering"), which closed on August 3, 2015. The material terms of the Follow-on Offering are described in the prospectus dated July 28, 2015, filed by the Issuer with the U.S. Securities and Exchange Commission on July 29, 2015.
  2. This amount represents the $26.00 per share price of Common Stock sold by the underwriters in connection with the Follow-on Offering, less the underwriting discount of $0.312 per share.
  3. Directly owned by RBSG International Holdings Limited, which is a wholly owned subsidiary of The Royal Bank of Scotland plc, which is a wholly owned subsidiary of The Royal Bank of Scotland Group plc.