Filing Details
- Accession Number:
- 0001144204-15-045987
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-04 11:30:21
- Reporting Period:
- 2015-08-03
- Filing Date:
- 2015-08-04
- Accepted Time:
- 2015-08-04 11:30:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 946647 | First Defiance Financial Corp | FDEF | Savings Institution, Federally Chartered (6035) | 341803915 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1596244 | Marybeth Shunck | 601 Clinton Street Defiance OH 43512 | Evp- Northern Market | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2015-08-03 | 1,000 | $27.05 | 1,028 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2015-08-03 | 500 | $27.41 | 1,528 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2015-08-03 | 750 | $17.64 | 2,278 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2015-08-03 | 750 | $9.22 | 3,028 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2015-08-03 | 3,000 | $38.30 | 28 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (right to buy) | Disposition | 2015-08-03 | 1,000 | $0.00 | 1,000 | $27.05 |
| Common Stock | Stock Options (right to buy) | Disposition | 2015-08-03 | 500 | $0.00 | 500 | $27.41 |
| Common Stock | Stock Options (right to buy) | Disposition | 2015-08-03 | 750 | $0.00 | 750 | $17.64 |
| Common Stock | Stock Options (right to buy) | Disposition | 2015-08-03 | 750 | $0.00 | 750 | $9.22 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-12-19 | No | 4 | M | Direct | |
| 0 | 2017-04-16 | No | 4 | M | Direct | |
| 0 | 2018-04-21 | No | 4 | M | Direct | |
| 0 | 2019-04-20 | No | 4 | M | Direct |
Footnotes
- The ending balance differs from amounts previously reported because of shares acquired under a dividend reinvestment plan and an employee stock purchase plan.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $38.2601 to $38.365, inclusive. The reporting person undertakes to provide to FDEF, any security holder of FDEF, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth.
- Options vested equally over a five year period and are fully vested.
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