Filing Details
- Accession Number:
- 0001209191-15-063249
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-03 16:04:48
- Reporting Period:
- 2015-07-30
- Filing Date:
- 2015-08-03
- Accepted Time:
- 2015-08-03 16:04:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1517228 | Commscope Holding Company Inc. | COMM | Radio & Tv Broadcasting & Communications Equipment (3663) | 274332098 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1429218 | Joanne Townsend | C/O Commscope Holding Company, Inc. 1100 Commscope Place, Se Hickory NC 28602 | Svp For Commscope, Inc. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-07-30 | 9,300 | $5.57 | 13,461 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-07-30 | 9,300 | $31.48 | 4,161 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-07-31 | 700 | $5.57 | 4,861 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-07-31 | 700 | $31.39 | 4,161 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-07-30 | 9,300 | $0.00 | 9,300 | $5.57 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-07-31 | 700 | $0.00 | 700 | $5.57 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 123,186 | 2022-11-13 | No | 4 | A | Direct | |
| 122,486 | 2022-11-13 | No | 4 | A | Direct |
Footnotes
- As previously reported, includes 4,161 resticted stock units that were granted on 02/24/2015 that will vest in three equal installments on 02/24/2016, 02/24/2017, 02/24/2018, subject to the reporting person's continued employment with the issuer.
- The price shown is the weighted average prices of the shares sold in this transaction. The price range for this transaction is $31.39 to $31.53. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.
- Per SEC guidance, excludes 13,144 unvested options that are subject to performance-based vesting conditions.
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