Filing Details
- Accession Number:
- 0001209191-15-063119
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-07-31 16:52:47
- Reporting Period:
- 2015-07-29
- Filing Date:
- 2015-07-31
- Accepted Time:
- 2015-07-31 16:52:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1365916 | Amyris Inc. | AMRS | Industrial Organic Chemicals (2860) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1502077 | Usa Activites Nouvelles Energies Total | 24 Cours Michelet Puteaux I0 92800 | Yes | No | Yes | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-07-29 | 1,282,051 | $1.56 | 14,899,263 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-07-29 | 30,434,782 | $2.30 | 45,334,045 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | 1.5% Senior Secured Convertible Note Due 2017 | Disposition | 2015-07-29 | 0 | $0.00 | 0 | $7.07 |
Common Stock | 1.5% Senior Secured Convertible Note Due 2017 | Disposition | 2015-07-29 | 0 | $0.00 | 0 | $3.08 |
Common Stock | 1.5% Senior Secured Convertible Note Due 2017 | Disposition | 2015-07-29 | 0 | $0.00 | 0 | $3.08 |
Common Stock | 1.5% Senior Secured Convertible Note Due 2017 | Disposition | 2015-07-29 | 0 | $0.00 | 0 | $7.07 |
Common Stock | 1.5% Senior Secured Convertible Note Due 2017 | Disposition | 2015-07-29 | 0 | $0.00 | 0 | $4.11 |
Common Stock | 1.5% Senior Secured Convertible Note Due 2017 | Disposition | 2015-07-29 | 0 | $0.00 | 0 | $4.11 |
Common Stock | 1.5% Senior Secured Convertible Note Due 2017 | Acquisiton | 2015-07-29 | 0 | $0.00 | 0 | $3.08 |
Common Stock | Warrants (right to buy) | Acquisiton | 2015-07-29 | 128,205 | $0.00 | 128,205 | $0.01 |
Common Stock | Warrants (right to buy) | Acquisiton | 2015-07-29 | 2,000,000 | $0.00 | 2,000,000 | $0.01 |
Common Stock | Warrants (right to buy) | Acquisiton | 2015-07-29 | 0 | $0.00 | 0 | $0.01 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | J | Direct | ||
0 | No | 4 | J | Direct | ||
0 | No | 4 | J | Direct | ||
0 | No | 4 | J | Direct | ||
0 | No | 4 | J | Direct | ||
0 | No | 4 | J | Direct | ||
0 | No | 4 | P | Direct | ||
128,205 | 2020-07-29 | No | 4 | P | Direct | |
2,000,000 | 2020-07-29 | No | 4 | P | Direct | |
0 | 2020-07-29 | No | 4 | P | Direct |
Footnotes
- Purchase was pursuant to that certain Securities Purchase Agreement dated as of July 24, 2015 by and between the Issuer and the purchasers set forth therein, including the Reporting Person (the "Purchase Agreement").
- Shares were issued in exchange for certain Convertible Notes as listed in Table II below, and pursuant to that certain Exchange Agreement dated as of July 26, 2015 by and between the Issuer and the investors set forth therein, including the Reporting Person (the "Exchange Agreement").
- Note was cancelled pursuant to the Exchange Agreement and that certain Request For Cancellation of Convertible Notes dated July 29, 2015 delivered by the Reporting Person to the Issuer (the "Cancellation Request").
- Note was cancelled pursuant to the Exchange Agreement and the Cancellation Request. The Issuer's obligations under the note were cancelled upon the issuance of a new 1.5% Senior Secured Convertible Note Due 2017.
- Issued pursuant to the Exchange Agreement and the Cancellation Request. The Issuer's obligations under the original note were cancelled upon the issuance of this new 1.5% Senior Secured Convertible Note Due 2017.
- The principal amount of this note is $5,000,751.86. The note is convertible only in those circumstances described in the note. The Final Maturity Date as defined in the note is March 1, 2017.
- The shares underlying this warrant will be determined upon satisfaction of the Exercise Condition as described in the warrant.
- This warrant is exercisable upon satisfaction of the Exercise Condition as described in the warrant.
- Warrant was issued in connection with the Exchange Agreement.