Filing Details
- Accession Number:
- 0001209191-15-063117
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-07-31 16:50:21
- Reporting Period:
- 2015-07-29
- Filing Date:
- 2015-07-31
- Accepted Time:
- 2015-07-31 16:50:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1365916 | Amyris Inc. | AMRS | Industrial Organic Chemicals (2860) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1506108 | Philippe Boisseau | 24 Cours Michelet 92800 Puteaux I0 92800 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-07-29 | 1,282,051 | $1.56 | 14,899,263 | No | 4 | P | Indirect | See footnote |
Common Stock | Acquisiton | 2015-07-29 | 30,434,782 | $2.30 | 45,334,045 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | 1.5% Senior Secured Convertible Note Due 2017 | Disposition | 2015-07-29 | 0 | $0.00 | 0 | $7.07 |
Common Stock | 1.5% Senior Secured Convertible Note Due 2017 | Disposition | 2015-07-29 | 0 | $0.00 | 0 | $3.08 |
Common Stock | 1.5% Senior Secured Convertible Note Due 2017 | Disposition | 2015-07-29 | 0 | $0.00 | 0 | $3.08 |
Common Stock | 1.5% Senior Secured Convertible Note Due 2017 | Disposition | 2015-07-29 | 0 | $0.00 | 0 | $7.07 |
Common Stock | 1.5% Senior Secured Convertible Note Due 2017 | Disposition | 2015-07-29 | 0 | $0.00 | 0 | $4.11 |
Common Stock | 1.5% Senior Secured Convertible Note Due 2017 | Disposition | 2015-07-29 | 0 | $0.00 | 0 | $4.11 |
Common Stock | 1.5% Senior Secured Convertible Note Due 2017 | Acquisiton | 2015-07-29 | 0 | $0.00 | 0 | $3.08 |
Common Stock | Warrants (right to buy) | Acquisiton | 2015-07-29 | 128,205 | $0.00 | 128,205 | $0.01 |
Common Stock | Warrants (right to buy) | Acquisiton | 2015-07-29 | 2,000,000 | $0.00 | 2,000,000 | $0.01 |
Common Stock | Warrants (right to buy) | Acquisiton | 2015-07-29 | 0 | $0.00 | 0 | $0.01 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | J | Indirect | ||
0 | No | 4 | J | Indirect | ||
0 | No | 4 | J | Indirect | ||
0 | No | 4 | J | Indirect | ||
0 | No | 4 | J | Indirect | ||
0 | No | 4 | J | Indirect | ||
0 | No | 4 | P | Indirect | ||
128,205 | 2020-07-29 | No | 4 | P | Indirect | |
2,000,000 | 2020-07-29 | No | 4 | P | Indirect | |
0 | 2020-07-29 | No | 4 | P | Indirect |
Footnotes
- Purchase was pursuant to that certain Securities Purchase Agreement dated as of July 24, 2015 by and between the Issuer and the purchasers set forth therein, including Total Energies Nouvelles Activites USA (the "Purchase Agreement").
- Held of record by Total Energies Nouvelles Activites USA. Mr. Boisseau, a member of the Issuer's board of directors by deputization, is a member of the Executive Committee of Total S.A., the ultimate parent company of Total Energies Nouvelles Activites USA, and, as such, may be deemed to share voting or investment power over the securities held by Total Energies Nouvelles Activites USA. Mr. Boisseau holds no shares of the Issuer directly and disclaims beneficial ownership of the Common Stock, except to the extent of his pecuniary interest therein, if any.
- Shares were issued in exchange for certain Convertible Notes as listed in Table II below, and pursuant to that certain Exchange Agreement dated as of July 26, 2015 by and between the Issuer and the investors set forth therein, including Total Energies Nouvelles Activites USA (the "Exchange Agreement").
- Note was cancelled pursuant to the Exchange Agreement and that certain Request For Cancellation of Convertible Notes dated July 29, 2015 delivered by Total Energies Nouvelles Activites USA to the Issuer (the "Cancellation Request").
- Note was cancelled pursuant to the Exchange Agreement and the Cancellation Request. The Issuer's obligations under the note were cancelled upon the issuance of a new 1.5% Senior Secured Convertible Note Due 2017.
- Issued pursuant to the Exchange Agreement and the Cancellation Request. The Issuer's obligations under the original note were cancelled upon the issuance of this new 1.5% Senior Secured Convertible Note Due 2017.
- The principal amount of this note is $5,000,751.86. The note is convertible only in those circumstances described in the note. The Final Maturity Date as defined in the note is March 1, 2017.
- The shares underlying this warrant will be determined upon satisfaction of the Exercise Condition as described in the warrant.
- This warrant is exercisable upon satisfaction of the Exercise Condition as described in the warrant.
- Warrant was issued in connection with the Exchange Agreement.