Filing Details
- Accession Number:
- 0001126328-15-000204
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-07-31 14:52:06
- Reporting Period:
- 2015-07-29
- Filing Date:
- 2015-07-31
- Accepted Time:
- 2015-07-31 14:52:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1126328 | Principal Financial Group Inc | PFG | Accident & Health Insurance (6321) | 421520346 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1278726 | D Deanna Strable-Soethout | 711 High Street Des Moines IA 50392 | President - Us Ins. Solutions | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-07-29 | 22 | $11.07 | 39,360 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-07-29 | 22 | $55.00 | 39,338 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-07-29 | 22 | $0.00 | 22 | $11.07 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 13,862 | 2012-02-24 | 2019-02-24 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 618 | Indirect | By 401(k) Plan |
| Common Stock | 31,735 | Indirect | By Spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | $11.07 | 2012-02-24 | 2019-02-24 | 7,955 | 7,955 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2019-02-24 | 7,955 | 7,955 | Indirect |
Footnotes
- Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2014.
Billionaire Hedge Funds
