Filing Details
- Accession Number:
- 0001126328-15-000202
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-07-31 13:41:14
- Reporting Period:
- 2015-07-30
- Filing Date:
- 2015-07-31
- Accepted Time:
- 2015-07-31 13:41:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1126328 | Principal Financial Group Inc | PFG | Accident & Health Insurance (6321) | 421520346 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1166872 | E Karen Shaff | 711 High Street Des Moines IA 50392 | Evp, Gen'l Counsel, Secretary | No | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-07-30 | 39,165 | $49.25 | 123,131 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-07-30 | 39,165 | $55.25 | 83,966 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-07-30 | 1,094 | $0.00 | 82,872 | No | 5 | G | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 5 | G | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-07-30 | 39,165 | $0.00 | 39,165 | $49.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-02-27 | 2016-02-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,801 | Indirect | By Spouse |
| Common Stock | 500 | Indirect | By Immediate Family Member's IRA |
Footnotes
- Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 3, 2015.
- Includes 6,488 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
- Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2015.
Billionaire Hedge Funds
